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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
551
Ulta Beauty
ULTA
$24.3B
$4.57M 0.04%
8,381
-1,542
-16% -$791K
FSLR icon
552
First Solar
FSLR
$26.9B
$4.53M 0.04%
20,833
-869
-4% -$159K
COF icon
553
Capital One
COF
$134B
$4.53M 0.04%
47,109
-6,455
-12% -$676K
KIO
554
KKR Income Opportunities Fund
KIO
$457M
$4.53M 0.04%
412,149
+27,236
+7% +$307K
ENTG icon
555
Entegris
ENTG
$23.2B
$4.49M 0.04%
54,780
-3,335
-6% -$270K
HI
556
DELISTED
Hillenbrand
HI
$4.49M 0.04%
94,464
+30,599
+48% +$1.41M
JNPR
557
DELISTED
Juniper Networks
JNPR
$4.49M 0.04%
130,360
+23,088
+22% +$731K
ESI icon
558
Element Solutions
ESI
$9.23B
$4.46M 0.04%
231,007
-44,360
-16% -$875K
NVO
559
Novo Nordisk
NVO
$209B
$4.45M 0.04%
55,910
+13,690
+32% +$971K
NSA
560
DELISTED
National Storage Affiliates Trust
NSA
$4.45M 0.04%
106,407
-12,481
-10% -$505K
GUG
561
Guggenheim Active Allocation Fund
GUG
$511M
$4.43M 0.04%
315,680
– –
GM icon
562
General Motors
GM
$76.8B
$4.39M 0.04%
119,678
-66,393
-36% -$2.51M
APH icon
563
Amphenol
APH
$209B
$4.38M 0.04%
107,182
+54,354
+103% +$2.15M
CAG icon
564
Conagra Brands
CAG
$7.23B
$4.38M 0.04%
116,497
-21,214
-15% -$786K
STX icon
565
Seagate
STX
$184B
$4.35M 0.04%
65,859
-3,272
-5% -$208K
EVT icon
566
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$4.34M 0.04%
191,979
+4,915
+3% +$114K
ZM icon
567
Zoom
ZM
$30.6B
$4.3M 0.04%
58,203
+3,744
+7% +$270K
MUI
568
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.29M 0.04%
367,688
-258,750
-41% -$3M
CUBE icon
569
CubeSmart
CUBE
$9.41B
$4.28M 0.04%
92,669
+37,821
+69% +$1.7M
JD icon
570
JD.com
JD
$44.5B
$4.27M 0.04%
97,276
+17,668
+22% +$913K
CMA
571
DELISTED
Comerica
CMA
$4.27M 0.04%
98,240
-1,809
-2% -$116K
ZS icon
572
Zscaler
ZS
$27.3B
$4.25M 0.04%
36,418
+6,897
+23% +$827K
PFN
573
PIMCO Income Strategy Fund II
PFN
$703M
$4.25M 0.04%
593,134
+242,111
+69% +$1.81M
NBIX icon
574
Neurocrine Biosciences
NBIX
$16.6B
$4.24M 0.04%
41,881
-265
-0.6% -$27.6K
COR icon
575
Cencora
COR
$61.2B
$4.22M 0.04%
26,378
-3,933
-13% -$624K
21 22
23
24 25

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.