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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFPT
551
DELISTED
Proofpoint, Inc.
PFPT
$6.02M 0.04%
47,844
-2,299
-5% -$300K
URBN icon
552
Urban Outfitters
URBN
$6.59B
$5.98M 0.04%
160,802
+4,626
+3% +$150K
CTXS
553
DELISTED
Citrix Systems Inc
CTXS
$5.97M 0.04%
42,525
+3,732
+10% +$500K
URI icon
554
United Rentals
URI
$72.4B
$5.97M 0.04%
18,115
-3,579
-16% -$1.01M
AAP icon
555
Advance Auto Parts
AAP
$3.49B
$5.9M 0.04%
32,149
-1,753
-5% -$294K
FAF icon
556
First American
FAF
$7.58B
$5.88M 0.04%
103,786
-3,382
-3% -$185K
SR icon
557
Spire
SR
$4.85B
$5.87M 0.04%
79,387
-1,368
-2% -$91.3K
PBCT
558
DELISTED
People's United Financial Inc
PBCT
$5.86M 0.04%
327,538
+88,407
+37% +$1.42M
BFZ
559
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.85M 0.04%
407,557
-6,508
-2% -$92K
DIAX
560
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$5.84M 0.04%
359,689
+45,494
+14% +$699K
JFR icon
561
Nuveen Floating Rate Income Fund
JFR
$1.25B
$5.83M 0.04%
603,293
+81,461
+16% +$762K
JRO
562
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.77M 0.04%
605,196
+45,401
+8% +$421K
STLD icon
563
Steel Dynamics
STLD
$37.6B
$5.77M 0.04%
113,698
-170
-0.1% -$7.17K
NTAP icon
564
NetApp
NTAP
$37.2B
$5.76M 0.04%
79,215
-770
-1% -$51.8K
TSM icon
565
TSMC
TSM
$2.18T
$5.75M 0.04%
48,622
+8,073
+20% +$1,000K
MAS icon
566
Masco
MAS
$15.3B
$5.74M 0.04%
95,848
+5,096
+6% +$285K
GDXJ icon
567
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$5.73M 0.04%
127,252
-7,292
-5% -$359K
QTS
568
DELISTED
QTS REALTY TRUST, INC.
QTS
$5.72M 0.04%
92,210
+80,485
+686% +$5.02M
BAX icon
569
Baxter International
BAX
$14.2B
$5.7M 0.04%
67,570
+6,128
+10% +$487K
FRA icon
570
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$5.69M 0.04%
437,572
+45,428
+12% +$580K
BERY
571
DELISTED
Berry Global Group, Inc.
BERY
$5.69M 0.04%
100,893
+2,978
+3% +$155K
CMI icon
572
Cummins
CMI
$88.7B
$5.67M 0.04%
21,865
-4,420
-17% -$1.1M
AFT
573
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$5.65M 0.04%
380,310
-3,709
-1% -$54.4K
GNTX icon
574
Gentex
GNTX
$5.07B
$5.63M 0.04%
157,821
-11,644
-7% -$414K
SAFE
575
DELISTED
Safehold Inc.
SAFE
$5.62M 0.04%
80,235
-104,141
-56% -$7.87M
21 22
23
24 25

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.