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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
551
Northern Trust
NTRS
$33.7B
$5.81M 0.04%
54,662
+2,348
+4% +$240K
PNR icon
552
Pentair
PNR
$11B
$5.8M 0.04%
126,534
-14,691
-10% -$621K
JBL icon
553
Jabil
JBL
$35.5B
$5.8M 0.04%
140,377
-70,782
-34% -$2.72M
M icon
554
Macy's
M
$6.71B
$5.8M 0.04%
341,271
+138,600
+68% +$2.17M
HPE icon
555
Hewlett Packard
HPE
$70.5B
$5.8M 0.04%
365,568
-60,064
-14% -$960K
BDJ icon
556
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$5.8M 0.04%
584,249
-151,335
-21% -$1.42M
PKG icon
557
Packaging Corp of America
PKG
$22.8B
$5.79M 0.04%
51,686
+11,100
+27% +$1.22M
PBCT
558
DELISTED
People's United Financial Inc
PBCT
$5.78M 0.04%
341,861
+157,647
+86% +$2.58M
PRAH
559
DELISTED
PRA Health Sciences, Inc.
PRAH
$5.76M 0.04%
51,804
-27,368
-35% -$2.82M
GD icon
560
General Dynamics
GD
$104B
$5.72M 0.04%
32,413
-1,253
-4% -$225K
CPB icon
561
Campbell Soup
CPB
$6.87B
$5.71M 0.04%
115,538
-968
-0.8% -$45.9K
RWT
562
Redwood Trust
RWT
$574M
$5.69M 0.04%
343,994
-11,350
-3% -$187K
PINC
563
DELISTED
Premier
PINC
$5.69M 0.04%
150,184
-86,837
-37% -$3.06M
APH icon
564
Amphenol
APH
$212B
$5.68M 0.04%
210,092
+9,928
+5% +$253K
CMI icon
565
Cummins
CMI
$89.7B
$5.68M 0.04%
31,731
-5,979
-16% -$1.05M
NFG icon
566
National Fuel Gas
NFG
$7.5B
$5.67M 0.04%
121,924
+28,556
+31% +$1.3M
CI icon
567
Cigna
CI
$71.5B
$5.67M 0.04%
27,704
+2,785
+11% +$511K
LDOS icon
568
Leidos
LDOS
$16B
$5.65M 0.04%
57,720
+12,042
+26% +$1.06M
MINT icon
569
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.65M 0.04%
55,630
-293,786
-84% -$29.9M
HPQ icon
570
HP
HPQ
$26.1B
$5.64M 0.04%
274,487
-101,582
-27% -$1.92M
AZO icon
571
AutoZone
AZO
$50.1B
$5.62M 0.04%
4,719
+2,458
+109% +$2.84M
VCV icon
572
Invesco California Value Municipal Income Trust
VCV
$520M
$5.61M 0.04%
437,411
-13,605
-3% -$171K
WCG
573
DELISTED
Wellcare Health Plans, Inc.
WCG
$5.61M 0.04%
16,980
-921
-5% -$276K
EVM
574
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$5.6M 0.04%
497,894
+17,426
+4% +$196K
NEAR icon
575
iShares Short Maturity Bond ETF
NEAR
$4.85B
$5.56M 0.04%
110,701
-580,337
-84% -$29.2M
21 22
23
24 25

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.