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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC.PRA
551
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$5.15M 0.04%
200,000
– –
BGH
552
Barings Global Short Duration High Yield Fund
BGH
$286M
$5.15M 0.04%
322,805
-35,082
-10% -$613K
GMZ
553
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$5.13M 0.04%
104,483
-3,456
-3% -$197K
A icon
554
Agilent Technologies
A
$39.9B
$5.12M 0.04%
75,886
-26,753
-26% -$1.8M
JRO
555
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.12M 0.04%
567,469
+15,588
+3% +$153K
CPT icon
556
Camden Property Trust
CPT
$11.1B
$5.12M 0.04%
58,110
-28,763
-33% -$2.64M
BXP icon
557
Boston Properties
BXP
$11.2B
$5.08M 0.04%
45,160
-13,506
-23% -$1.64M
HPP
558
Hudson Pacific Properties
HPP
$812M
$5.08M 0.04%
24,982
+14,985
+150% +$3.2M
HAS icon
559
Hasbro
HAS
$12.9B
$5.07M 0.04%
62,444
-4,320
-6% -$402K
SNLN
560
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$5.07M 0.04%
295,335
-845
-0.3% -$15.1K
CCL icon
561
Carnival Corporation Ltd
CCL
$40.6B
$5.06M 0.04%
102,599
+8,027
+8% +$460K
SGEN
562
DELISTED
Seagen Inc. Common Stock
SGEN
$5.04M 0.04%
88,862
+4,475
+5% +$281K
MSA icon
563
Mine Safety
MSA
$7.44B
$5.02M 0.04%
53,276
-1,046
-2% -$107K
EGRX
564
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$5.02M 0.04%
124,643
+37,174
+42% +$1.92M
TAHO
565
DELISTED
Tahoe Resources Inc
TAHO
$5.01M 0.04%
1,373,373
+69,347
+5% +$213K
WDAY icon
566
Workday
WDAY
$42.1B
$5.01M 0.04%
31,377
-5,826
-16% -$825K
KYN icon
567
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$5.01M 0.04%
363,794
+4,629
+1% +$74.1K
NCZ
568
Virtus Convertible & Income Fund II
NCZ
$300M
$5.01M 0.04%
278,117
-36,428
-12% -$785K
PCG icon
569
PG&E
PCG
$37.9B
$5M 0.04%
210,488
+62,498
+42% +$2.24M
VAR
570
DELISTED
Varian Medical Systems, Inc.
VAR
$4.99M 0.04%
44,001
-21,626
-33% -$2.47M
NMFC icon
571
New Mountain Finance
NMFC
$694M
$4.98M 0.04%
396,217
-132,733
-25% -$1.76M
NEA icon
572
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$4.97M 0.04%
403,516
-348,703
-46% -$4.28M
IVZ icon
573
Invesco
IVZ
$14.1B
$4.97M 0.04%
296,627
+63,113
+27% +$1.26M
ALGN icon
574
Align Technology
ALGN
$12.5B
$4.96M 0.04%
23,667
-13,232
-36% -$3.34M
PRGO icon
575
Perrigo
PRGO
$1.84B
$4.94M 0.04%
127,514
+2,274
+2% +$144K
21 22
23
24 25

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.