We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
551
Ameriprise Financial
AMP
$49.6B
$6.65M 0.04%
45,043
+9,185
+26% +$1.31M
GSBD icon
552
Goldman Sachs BDC
GSBD
$994M
$6.65M 0.04%
299,798
-20,395
-6% -$447K
SVC
553
Service Properties Trust
SVC
$1.02B
$6.64M 0.04%
46,031
+23,785
+107% +$3.41M
RWT
554
Redwood Trust
RWT
$574M
$6.63M 0.04%
408,229
+18,266
+5% +$302K
TDG icon
555
TransDigm Group
TDG
$70.2B
$6.63M 0.04%
17,808
-18,968
-52% -$6.83M
AET
556
DELISTED
Aetna Inc
AET
$6.63M 0.04%
32,672
+3,520
+12% +$688K
FCNCA icon
557
First Citizens BancShares
FCNCA
$25.4B
$6.63M 0.04%
14,648
+9,375
+178% +$4.13M
WP
558
DELISTED
Worldpay, Inc.
WP
$6.61M 0.04%
65,234
-14,477
-18% -$1.32M
MAC icon
559
Macerich
MAC
$7.2B
$6.61M 0.04%
119,470
+93,566
+361% +$5.39M
CE icon
560
Celanese
CE
$4.73B
$6.59M 0.04%
57,811
+25,439
+79% +$2.92M
TOL icon
561
Toll Brothers
TOL
$14.5B
$6.58M 0.04%
199,231
+136,210
+216% +$4.93M
NCV
562
Virtus Convertible & Income Fund
NCV
$388M
$6.57M 0.04%
236,163
+13,999
+6% +$395K
COF icon
563
Capital One
COF
$136B
$6.55M 0.04%
69,021
+16,002
+30% +$1.56M
NSC icon
564
Norfolk Southern
NSC
$76.8B
$6.55M 0.04%
36,279
-10,051
-22% -$1.72M
BALL icon
565
Ball Corp
BALL
$16.9B
$6.54M 0.04%
148,775
-69,690
-32% -$2.83M
PPG icon
566
PPG Industries
PPG
$26.5B
$6.54M 0.04%
59,920
+12,234
+26% +$1.33M
EXEL icon
567
Exelixis
EXEL
$14.3B
$6.53M 0.04%
368,222
+2,828
+0.8% +$55.1K
APH icon
568
Amphenol
APH
$212B
$6.51M 0.04%
277,076
-13,704
-5% -$319K
SGEN
569
DELISTED
Seagen Inc. Common Stock
SGEN
$6.51M 0.04%
84,387
-8,569
-9% -$631K
TECH icon
570
Bio-Techne
TECH
$11.2B
$6.48M 0.04%
127,068
-17,896
-12% -$793K
MIE
571
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$6.47M 0.04%
619,655
-65,721
-10% -$693K
CTR
572
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$6.44M 0.04%
113,447
-6,856
-6% -$398K
BGS icon
573
B&G Foods
BGS
$286M
$6.43M 0.04%
234,412
-4,347
-2% -$135K
TCPC icon
574
BlackRock TCP Capital
TCPC
$294M
$6.43M 0.04%
452,030
+5,182
+1% +$75.8K
KYN icon
575
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$6.41M 0.04%
359,165
+25,084
+8% +$468K
21 22
23
24 25

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.