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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DF
551
DELISTED
Dean Foods Company
DF
$15.8M 0.04%
801,601
+203,897
+34% +$3.99M
ENB icon
552
Enbridge
ENB
$119B
$15.6M 0.04%
372,320
+242,534
+187% +$10.2M
LEA icon
553
Lear
LEA
$6.54B
$15.5M 0.04%
109,755
-4,153
-4% -$589K
UAA icon
554
Under Armour
UAA
$2.84B
$15.4M 0.04%
777,721
+333,259
+75% +$7.77M
CGNX icon
555
Cognex
CGNX
$10.9B
$15.2M 0.04%
362,646
-19,502
-5% -$713K
VYX icon
556
NCR Voyix
VYX
$1.14B
$15M 0.04%
536,863
+22,618
+4% +$620K
EMLC icon
557
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$15M 0.04%
404,936
-1,735
-0.4% -$62.8K
HII icon
558
Huntington Ingalls Industries
HII
$12.9B
$15M 0.04%
74,831
-18,482
-20% -$3.76M
BGB
559
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$14.8M 0.04%
934,261
+366,003
+64% +$5.78M
ALGN icon
560
Align Technology
ALGN
$12.1B
$14.6M 0.04%
127,457
-12,548
-9% -$1.27M
TRGP icon
561
Targa Resources
TRGP
$58B
$14.6M 0.04%
243,104
-9,014
-4% -$523K
KRC icon
562
Kilroy Realty
KRC
$4.52B
$14.5M 0.04%
201,813
+77,670
+63% +$5.75M
PACW
563
DELISTED
PacWest Bancorp
PACW
$14.5M 0.04%
272,644
-9,475
-3% -$519K
CSL icon
564
Carlisle Companies
CSL
$14.6B
$14.4M 0.04%
135,128
+14,242
+12% +$1.53M
UNIT
565
Uniti Group
UNIT
$2.36B
$14.4M 0.04%
555,476
-175,729
-24% -$4.68M
UA icon
566
Under Armour Class C
UA
$2.77B
$14.3M 0.04%
780,848
+344,018
+79% +$7.17M
BKH icon
567
Black Hills Corp
BKH
$5.42B
$14.2M 0.04%
213,927
+3,190
+2% +$202K
CIM
568
Chimera Investment
CIM
$1.04B
$14.2M 0.04%
234,875
-3,595
-2% -$200K
FR icon
569
First Industrial Realty Trust
FR
$8.73B
$14.2M 0.04%
531,867
-20,548
-4% -$550K
KATE
570
DELISTED
Kate Spade & Company
KATE
$14.1M 0.04%
608,097
-51,236
-8% -$1.07M
OSK icon
571
Oshkosh
OSK
$8.79B
$14M 0.04%
204,542
-936
-0.5% -$64.3K
ARCC icon
572
Ares Capital
ARCC
$13.5B
$13.9M 0.04%
802,621
+174,799
+28% +$3.02M
POR icon
573
Portland General Electric
POR
$5.71B
$13.9M 0.04%
312,973
+9,277
+3% +$408K
TFCF
574
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$13.9M 0.04%
437,421
-6,159
-1% -$185K
SMM
575
DELISTED
Salient Midstream & MLP Fund
SMM
$13.8M 0.04%
1,034,931
+38,586
+4% +$521K
21 22
23
24 25

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.