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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPT
551
DELISTED
Liberty Property Trust
LPT
$15.5M 0.04%
391,237
+25,424
+7% +$996K
PACW
552
DELISTED
PacWest Bancorp
PACW
$15.4M 0.04%
282,119
+837
+0.3% +$40.5K
LEA icon
553
Lear
LEA
$6.27B
$15.1M 0.04%
113,908
-2,047
-2% -$258K
EHC icon
554
Encompass Health
EHC
$11.2B
$15M 0.04%
457,121
+156,650
+52% +$5.08M
DCT
555
DELISTED
DCT Industrial Trust Inc.
DCT
$14.9M 0.04%
311,575
+111,032
+55% +$5.12M
BABA icon
556
Alibaba
BABA
$305B
$14.9M 0.04%
169,205
-12,356
-7% -$1.19M
WCG
557
DELISTED
Wellcare Health Plans, Inc.
WCG
$14.8M 0.04%
108,133
+82,069
+315% +$10.5M
RDN icon
558
Radian Group
RDN
$5.22B
$14.7M 0.04%
816,848
+125,151
+18% +$1.88M
MKTX icon
559
MarketAxess Holdings
MKTX
$5.71B
$14.7M 0.04%
99,842
-21,564
-18% -$3.43M
CWB icon
560
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$14.6M 0.04%
320,675
-7,381
-2% -$337K
NCI
561
DELISTED
Navigant Consulting, Inc.
NCI
$14.6M 0.04%
558,010
+8,698
+2% +$206K
EPR icon
562
EPR Properties
EPR
$4.69B
$14.6M 0.04%
203,180
+6,623
+3% +$473K
SAFM
563
DELISTED
Sanderson Farms Inc
SAFM
$14.5M 0.04%
154,283
-5,734
-4% -$507K
SBNY
564
DELISTED
Signature Bank
SBNY
$14.5M 0.04%
96,652
-66,762
-41% -$9.11M
EMLC icon
565
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$14.3M 0.04%
406,671
+26,721
+7% +$964K
CUBE icon
566
CubeSmart
CUBE
$9.47B
$14.2M 0.04%
530,989
+51,516
+11% +$1.32M
TRGP icon
567
Targa Resources
TRGP
$56.8B
$14.1M 0.04%
252,118
+67,304
+36% +$3.4M
CXT icon
568
Crane NXT
CXT
$3.09B
$14M 0.04%
559,750
+217,972
+64% +$5.28M
IDXX icon
569
Idexx Laboratories
IDXX
$44.8B
$13.9M 0.04%
118,234
+98,136
+488% +$11.2M
RGLD icon
570
Royal Gold
RGLD
$17.1B
$13.6M 0.04%
214,807
+120,835
+129% +$8.23M
SMM
571
DELISTED
Salient Midstream & MLP Fund
SMM
$13.5M 0.04%
996,345
+37,913
+4% +$488K
ALGN icon
572
Align Technology
ALGN
$12.4B
$13.5M 0.04%
140,005
+37,160
+36% +$3.45M
ACP
573
abrdn Income Credit Strategies Fund
ACP
$630M
$13.4M 0.04%
1,027,779
+156,126
+18% +$1.94M
BPOP icon
574
Popular Inc
BPOP
$11.1B
$13.4M 0.04%
304,811
-118,695
-28% -$4.8M
EGP icon
575
EastGroup Properties
EGP
$11.2B
$13.3M 0.04%
180,636
-4,549
-2% -$315K
21 22
23
24 25

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.