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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
551
Garmin
GRMN
$59.3B
$22.7M 0.06%
409,938
-62,407
-13% -$3.09M
JOY
552
DELISTED
Joy Global Inc
JOY
$22.5M 0.06%
388,747
+22,762
+6% +$1.26M
FAST icon
553
Fastenal
FAST
$57B
$22.5M 0.06%
1,822,700
+22,716
+1% +$266K
EL icon
554
Estee Lauder
EL
$31.5B
$22.4M 0.06%
335,583
+37,881
+13% +$2.63M
GGP
555
DELISTED
GGP Inc.
GGP
$22.4M 0.06%
1,019,466
+170,818
+20% +$3.62M
RVTY icon
556
Revvity
RVTY
$12.4B
$22.4M 0.06%
496,931
+40,683
+9% +$1.79M
WMB icon
557
Williams Companies
WMB
$87.5B
$22.4M 0.06%
550,763
-341,530
-38% -$13.8M
LQDT icon
558
Liquidity Services
LQDT
$1.19B
$22.3M 0.06%
855,532
+836,443
+4,382% +$20.3M
AOS icon
559
A.O. Smith
AOS
$8.61B
$22.2M 0.06%
966,652
+47,640
+5% +$1.16M
JFR icon
560
Nuveen Floating Rate Income Fund
JFR
$1.24B
$22.1M 0.06%
1,851,927
-129,158
-7% -$1.56M
AEE icon
561
Ameren
AEE
$30.3B
$22.1M 0.06%
537,548
-34,313
-6% -$1.32M
NWL icon
562
Newell Brands
NWL
$2.61B
$22.1M 0.06%
740,186
+125,606
+20% +$3.9M
TYY
563
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$22.1M 0.06%
666,465
-39,165
-6% -$1.26M
PDI icon
564
PIMCO Dynamic Income Fund
PDI
$7.45B
$22.1M 0.06%
727,894
+426,942
+142% +$13M
ANV
565
DELISTED
Allied Nevada Gold Corp
ANV
$22M 0.06%
5,108,415
-333,576
-6% -$1.67M
ILMN icon
566
Illumina
ILMN
$30.7B
$22M 0.06%
151,960
-578
-0.4% -$84.9K
SHW icon
567
Sherwin-Williams
SHW
$87.8B
$21.9M 0.06%
333,216
-49,182
-13% -$3.17M
RL icon
568
Ralph Lauren
RL
$22.5B
$21.9M 0.06%
135,891
+22,338
+20% +$3.6M
LH icon
569
Labcorp
LH
$25.3B
$21.8M 0.06%
258,444
+9,118
+4% +$727K
PLD icon
570
Prologis
PLD
$130B
$21.8M 0.06%
533,073
+17,930
+3% +$707K
VNO icon
571
Vornado Realty Trust
VNO
$7.7B
$21.7M 0.06%
300,996
+23,432
+8% +$1.62M
CCL icon
572
Carnival Corporation Ltd
CCL
$40.5B
$21.7M 0.06%
572,534
-41,645
-7% -$1.65M
WEN icon
573
Wendy's
WEN
$1.46B
$21.7M 0.06%
2,375,955
+98,531
+4% +$902K
SPWR
574
DELISTED
SunPower Corporation Common Stock
SPWR
$21.7M 0.06%
1,025,475
+246,456
+32% +$5.27M
SRCL
575
DELISTED
Stericycle Inc
SRCL
$21.6M 0.06%
190,363
+25,531
+15% +$2.95M
21 22
23
24 25

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.