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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QRVO icon
526
Qorvo
QRVO
$8.74B
$4.67M 0.04%
58,763
-24,880
-30% -$2.41M
SON icon
527
Sonoco
SON
$5.74B
$4.64M 0.04%
81,846
+14,061
+21% +$865K
NRK icon
528
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$4.63M 0.04%
471,245
+17,908
+4% +$197K
NBIX icon
529
Neurocrine Biosciences
NBIX
$16.6B
$4.62M 0.04%
43,497
-3,782
-8% -$384K
NCV
530
Virtus Convertible & Income Fund
NCV
$390M
$4.61M 0.04%
359,980
-142,603
-28% -$2.16M
RVT icon
531
Royce Value Trust
RVT
$2.3B
$4.6M 0.04%
366,695
+34,331
+10% +$510K
PRTA icon
532
Prothena Corp
PRTA
$450M
$4.59M 0.04%
75,795
-421
-0.6% -$13.3K
NTAP icon
533
NetApp
NTAP
$37.2B
$4.59M 0.04%
74,154
-54,865
-43% -$3.82M
MMD
534
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$4.58M 0.04%
294,235
+67,629
+30% +$1.22M
HPE icon
535
Hewlett Packard
HPE
$70.5B
$4.57M 0.04%
381,129
-31,140
-8% -$423K
SI
536
DELISTED
Silvergate Capital Corporation
SI
$4.56M 0.04%
60,485
-2,076
-3% -$177K
ZM icon
537
Zoom
ZM
$30.6B
$4.55M 0.04%
61,837
+1,601
+3% +$152K
PTEN icon
538
Patterson-UTI
PTEN
$3.76B
$4.54M 0.04%
389,094
+4,419
+1% +$63.1K
CNP icon
539
CenterPoint Energy
CNP
$26.8B
$4.54M 0.04%
161,225
+69,618
+76% +$2.17M
PK icon
540
Park Hotels & Resorts
PK
$2.97B
$4.53M 0.04%
402,257
+97,092
+32% +$1.38M
FNV icon
541
Franco-Nevada
FNV
$46B
$4.51M 0.04%
37,775
-12,950
-26% -$1.63M
BNY
542
DELISTED
BlackRock New York Municipal Income Trust
BNY
$4.51M 0.04%
460,980
+17,960
+4% +$198K
EOS
543
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$4.49M 0.04%
293,485
+71,200
+32% +$1.26M
NSL
544
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.47M 0.04%
957,773
-59,095
-6% -$291K
NAN icon
545
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$4.47M 0.04%
427,157
+10,062
+2% +$116K
TECH icon
546
Bio-Techne
TECH
$11.3B
$4.46M 0.04%
62,832
-7,860
-11% -$679K
MYN icon
547
BlackRock MuniYield New York Quality Fund
MYN
$377M
$4.44M 0.04%
470,892
+25,691
+6% +$269K
GATX icon
548
GATX Corp
GATX
$6.27B
$4.43M 0.04%
51,994
+61
+0.1% +$5.88K
CE icon
549
Celanese
CE
$4.82B
$4.42M 0.04%
48,943
-8,865
-15% -$974K
AIMC
550
DELISTED
Altra Industrial Motion Corp
AIMC
$4.42M 0.04%
131,518
+140
+0.1% +$5.35K
20 21
22
23 24

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.