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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
526
DELISTED
QVC Group Inc Series A
QVCGA
$23.5M 0.07%
19,834
+11,637
+142% +$13.6M
CFN
527
DELISTED
CAREFUSION CORPORATION
CFN
$23.5M 0.07%
584,539
+63,923
+12% +$2.59M
CPB icon
528
Campbell Soup
CPB
$6.79B
$23.4M 0.07%
521,868
-341,364
-40% -$14.6M
CIG icon
529
CEMIG Preferred Shares
CIG
$6.15B
$23.4M 0.07%
6,740,788
+4,933,951
+273% +$14.5M
HCBK
530
DELISTED
HUDSON CITY BANCORP INC
HCBK
$23.3M 0.07%
2,374,813
+117,586
+5% +$1.1M
J icon
531
Jacobs Solutions
J
$16.8B
$23.3M 0.07%
443,958
-5,179
-1% -$267K
OMC icon
532
Omnicom Group
OMC
$22.4B
$23.3M 0.07%
321,096
+66,594
+26% +$4.9M
CADE
533
DELISTED
Cadence Bank
CADE
$23.3M 0.07%
933,822
+26,981
+3% +$657K
SLG icon
534
SL Green Realty
SLG
$3.97B
$23.3M 0.07%
239,234
+202,857
+558% +$18.9M
MTB icon
535
M&T Bank
MTB
$36.7B
$23.2M 0.07%
191,657
+29,328
+18% +$3.38M
IFF icon
536
International Flavors & Fragrances
IFF
$20.7B
$23.2M 0.07%
242,613
+3,503
+1% +$315K
CF icon
537
CF Industries
CF
$18.1B
$23.2M 0.07%
445,005
-619,090
-58% -$30.1M
FTI icon
538
TechnipFMC
FTI
$27.5B
$23.1M 0.07%
593,762
+90,865
+18% +$3.44M
VAR
539
DELISTED
Varian Medical Systems, Inc.
VAR
$23M 0.07%
311,983
+28,808
+10% +$2.07M
ZTS icon
540
Zoetis
ZTS
$31.9B
$23M 0.07%
793,260
+124,447
+19% +$3.8M
RHT
541
DELISTED
Red Hat Inc
RHT
$22.9M 0.07%
432,906
+16,443
+4% +$948K
SIAL
542
DELISTED
SIGMA - ALDRICH CORP
SIAL
$22.9M 0.07%
245,429
+6,437
+3% +$601K
RF icon
543
Regions Financial
RF
$27.3B
$22.9M 0.07%
2,061,411
-41,040
-2% -$432K
DVA icon
544
DaVita
DVA
$14.6B
$22.9M 0.07%
332,196
+20,412
+7% +$1.36M
NDAQ icon
545
Nasdaq
NDAQ
$52.3B
$22.8M 0.07%
1,854,774
-216,924
-10% -$2.8M
CHK
546
DELISTED
Chesapeake Energy Corporation
CHK
$22.8M 0.07%
4,711
+785
+20% +$3.82M
EIG icon
547
Employers Holdings
EIG
$911M
$22.8M 0.06%
1,128,249
-34,232
-3% -$794K
OSK icon
548
Oshkosh
OSK
$9.68B
$22.8M 0.06%
387,402
+251,639
+185% +$13.8M
URBN icon
549
Urban Outfitters
URBN
$6.75B
$22.8M 0.06%
625,274
+45,002
+8% +$1.64M
RESI
550
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$22.7M 0.06%
718,718
+255,973
+55% +$7.73M
20 21
22
23 24

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.