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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXP icon
501
Boston Properties
BXP
$11.2B
$7.22M 0.05%
58,666
+6,361
+12% +$810K
SRE icon
502
Sempra
SRE
$55.3B
$7.22M 0.05%
126,904
+14,008
+12% +$811K
CCOI icon
503
Cogent Communications
CCOI
$644M
$7.2M 0.05%
129,112
+28,448
+28% +$1.52M
RDS.A
504
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$7.2M 0.05%
105,589
-7,085
-6% -$473K
NML
505
Neuberger Energy Infrastructure and Income Fund Inc
NML
$568M
$7.15M 0.05%
822,929
+40,773
+5% +$365K
GOLF icon
506
Acushnet Holdings
GOLF
$6.04B
$7.15M 0.05%
260,673
+1,109
+0.4% +$28.8K
HPE icon
507
Hewlett Packard
HPE
$70.5B
$7.14M 0.05%
438,000
+91,127
+26% +$1.46M
NMFC icon
508
New Mountain Finance
NMFC
$694M
$7.14M 0.05%
528,950
-59,491
-10% -$824K
APC
509
DELISTED
Anadarko Petroleum
APC
$7.14M 0.05%
105,904
+16,332
+18% +$1.1M
ULTA icon
510
Ulta Beauty
ULTA
$23.2B
$7.11M 0.05%
25,210
-1,549
-6% -$395K
LPX icon
511
Louisiana-Pacific
LPX
$5.4B
$7.1M 0.05%
268,174
+53,834
+25% +$1.53M
UTF icon
512
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$7.09M 0.05%
320,603
-6,798
-2% -$157K
RF icon
513
Regions Financial
RF
$27.2B
$7.09M 0.05%
386,514
-235,173
-38% -$4.43M
BIO icon
514
Bio-Rad Laboratories Class A
BIO
$9.31B
$7.09M 0.05%
22,645
+3,554
+19% +$1.1M
TDS icon
515
Telephone and Data Systems
TDS
$4.03B
$7.06M 0.05%
231,989
-7,858
-3% -$224K
HAS icon
516
Hasbro
HAS
$12.9B
$7.02M 0.05%
66,764
+1,223
+2% +$122K
SYK icon
517
Stryker
SYK
$129B
$7.02M 0.05%
39,495
+2,358
+6% +$403K
BABA icon
518
Alibaba
BABA
$308B
$6.99M 0.05%
42,428
+9,791
+30% +$1.73M
BERY
519
DELISTED
Berry Global Group, Inc.
BERY
$6.97M 0.05%
156,937
+134,699
+606% +$5.92M
GMZ
520
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$6.96M 0.05%
107,939
-6,995
-6% -$462K
WCG
521
DELISTED
Wellcare Health Plans, Inc.
WCG
$6.95M 0.05%
21,688
+6,401
+42% +$1.82M
VER
522
DELISTED
VEREIT, Inc.
VER
$6.94M 0.05%
191,318
-85,433
-31% -$3.26M
CHCO icon
523
City Holding Co
CHCO
$2.06B
$6.94M 0.05%
90,327
-10,511
-10% -$835K
BGH
524
Barings Global Short Duration High Yield Fund
BGH
$286M
$6.94M 0.05%
357,887
+13,110
+4% +$251K
EGP icon
525
EastGroup Properties
EGP
$10.9B
$6.93M 0.05%
72,450
-19,788
-21% -$1.9M
19 20
21
22 23

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.