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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
26
Wells Fargo
WFC
$254B
$97.9M 0.28%
1,968,898
+87,195
+5% +$4.06M
AMGN icon
27
Amgen
AMGN
$209B
$97.7M 0.28%
792,339
+8,517
+1% +$1.03M
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.11T
$94.6M 0.27%
6,129,088
-1,314,990
-18% -$38.3M
PFE icon
29
Pfizer
PFE
$143B
$93.4M 0.27%
3,065,260
+367,860
+14% +$11M
BSJF
30
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$92.9M 0.26%
3,418,266
+309,230
+10% +$8.33M
BG icon
31
Bunge Global
BG
$20.9B
$92.6M 0.26%
1,165,015
-61,669
-5% -$4.86M
XOM icon
32
ExxonMobil
XOM
$650B
$92.3M 0.26%
945,272
-85,627
-8% -$8.16M
FSLR icon
33
First Solar
FSLR
$21.4B
$91.9M 0.26%
1,316,201
+325,425
+33% +$18.1M
REGN icon
34
Regeneron Pharmaceuticals
REGN
$72.9B
$91.6M 0.26%
305,044
+91,544
+43% +$28.2M
HBAN icon
35
Huntington Bancshares
HBAN
$34B
$90M 0.26%
9,023,927
+695,630
+8% +$6.61M
BSJG
36
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$89.6M 0.26%
3,277,212
+1,299,118
+66% +$35.3M
HP icon
37
Helmerich & Payne
HP
$3.34B
$89.1M 0.25%
828,156
+425,880
+106% +$39.6M
JPM icon
38
JPMorgan Chase
JPM
$916B
$87.6M 0.25%
1,443,136
+11,538
+0.8% +$667K
DHI icon
39
D.R. Horton
DHI
$41.2B
$87.3M 0.25%
4,034,125
+2,895,282
+254% +$65.5M
CELG
40
DELISTED
Celgene Corp
CELG
$87.3M 0.25%
1,250,804
-187,170
-13% -$14.8M
BSJH
41
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$86.8M 0.25%
3,152,351
+2,793,582
+779% +$76.3M
BIIB icon
42
Biogen
BIIB
$30.9B
$86.3M 0.25%
282,309
+6,065
+2% +$1.93M
ALXN
43
DELISTED
Alexion Pharmaceuticals
ALXN
$84.6M 0.24%
556,139
+155,185
+39% +$24.7M
TRIP icon
44
TripAdvisor
TRIP
$1.7B
$83.3M 0.24%
919,972
+47,717
+5% +$4.35M
WMT icon
45
Walmart Inc
WMT
$909B
$83.2M 0.24%
3,267,237
-395,013
-11% -$9.92M
EOG icon
46
EOG Resources
EOG
$77.7B
$83M 0.24%
1,041,234
+646,598
+164% +$57.6M
JNJ icon
47
Johnson & Johnson
JNJ
$640B
$82.7M 0.24%
841,927
+46
+0% +$4.26K
HMHC
48
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$82.6M 0.23%
4,087,661
+598,455
+17% +$11.5M
PSX icon
49
Phillips 66
PSX
$82.9B
$82.1M 0.23%
1,065,184
-1,555
-0.1% -$118K
CMCSA icon
50
Comcast
CMCSA
$87.3B
$82M 0.23%
3,278,526
-143,854
-4% -$3.75M
1
2
3 4 5

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.