We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCF
451
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$8.13M 0.05%
177,374
-4,029
-2% -$183K
NTRS icon
452
Northern Trust
NTRS
$33.7B
$8.05M 0.05%
78,842
-11,083
-12% -$1.19M
RJF icon
453
Raymond James Financial
RJF
$34.7B
$8.02M 0.05%
130,706
+38,375
+42% +$2.36M
IBKC
454
DELISTED
IBERIABANK Corp
IBKC
$8.01M 0.05%
98,398
+937
+1% +$77.9K
SWX icon
455
Southwest Gas
SWX
$6.56B
$8M 0.05%
101,229
+15,049
+17% +$1.19M
EOD
456
Allspring Global Dividend Opportunity Fund
EOD
$283M
$7.99M 0.05%
1,509,372
+41,612
+3% +$230K
GER
457
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$7.92M 0.05%
136,520
-6,715
-5% -$397K
PARA
458
DELISTED
Paramount Global Class B
PARA
$7.88M 0.05%
137,255
+14,141
+11% +$781K
EXPE icon
459
Expedia Group
EXPE
$38.4B
$7.83M 0.05%
60,037
-3,353
-5% -$435K
CEM
460
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$7.82M 0.05%
107,678
+11,308
+12% +$829K
MVF
461
DELISTED
BlackRock MuniVest Fund
MVF
$7.77M 0.05%
888,318
+21,805
+3% +$191K
BDJ icon
462
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$7.76M 0.05%
818,140
+10,116
+1% +$94.6K
CDP icon
463
COPT Defense Properties
CDP
$4.24B
$7.72M 0.05%
258,902
-25,055
-9% -$750K
CSQ icon
464
Calamos Strategic Total Return Fund
CSQ
$3.32B
$7.72M 0.05%
574,355
+48,959
+9% +$646K
NCZ
465
Virtus Convertible & Income Fund II
NCZ
$300M
$7.71M 0.05%
314,545
-28,784
-8% -$705K
REXR icon
466
Rexford Industrial Realty
REXR
$8.26B
$7.7M 0.05%
240,941
-17,396
-7% -$546K
ICE icon
467
Intercontinental Exchange
ICE
$84.1B
$7.69M 0.05%
102,743
-1,605
-2% -$121K
NSL
468
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.68M 0.05%
1,246,678
+44,760
+4% +$275K
NFG icon
469
National Fuel Gas
NFG
$7.5B
$7.66M 0.05%
136,704
-7,926
-5% -$437K
HOLX
470
DELISTED
Hologic
HOLX
$7.65M 0.05%
186,777
-5,806
-3% -$235K
TTP
471
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$7.64M 0.05%
110,460
-5,900
-5% -$417K
JD icon
472
JD.com
JD
$43.9B
$7.64M 0.05%
292,810
+21,011
+8% +$688K
HSY icon
473
Hershey
HSY
$36.1B
$7.59M 0.05%
74,455
+4,020
+6% +$397K
UAL icon
474
United Airlines
UAL
$43.1B
$7.58M 0.05%
85,075
+25,082
+42% +$2.07M
OSK icon
475
Oshkosh
OSK
$9.43B
$7.55M 0.05%
106,030
+7,969
+8% +$574K
17 18
19
20 21

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.