We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
451
Agilent Technologies
A
$39.1B
$27M 0.08%
675,797
+74,130
+12% +$3.05M
SWK icon
452
Stanley Black & Decker
SWK
$15.2B
$27M 0.08%
332,737
+2,983
+0.9% +$239K
AGNC icon
453
AGNC Investment
AGNC
$12.7B
$27M 0.08%
1,256,337
+655,997
+109% +$14.1M
IVZ icon
454
Invesco
IVZ
$14B
$27M 0.08%
728,880
+106,507
+17% +$3.69M
BMS
455
DELISTED
Bemis
BMS
$26.9M 0.08%
684,835
+79,193
+13% +$3.09M
TAP icon
456
Molson Coors Class B
TAP
$7.88B
$26.9M 0.08%
456,206
+12,397
+3% +$693K
HIG icon
457
Hartford Financial Services
HIG
$38.9B
$26.8M 0.08%
759,242
+36,097
+5% +$1.26M
NOV icon
458
NOV
NOV
$7.11B
$26.8M 0.08%
381,324
-398,967
-51% -$27.4M
COV
459
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$26.8M 0.08%
363,425
-46,013
-11% -$3.21M
ORI icon
460
Old Republic International
ORI
$10.4B
$26.7M 0.08%
1,626,950
+406,897
+33% +$6.47M
SRE icon
461
Sempra
SRE
$56.8B
$26.6M 0.08%
549,032
-8,144
-1% -$379K
ADSK icon
462
Autodesk
ADSK
$49.9B
$26.5M 0.08%
538,836
-541,531
-50% -$28.1M
WR
463
DELISTED
Westar Energy Inc
WR
$26.4M 0.08%
751,485
+569,011
+312% +$19.1M
TRW
464
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$26.4M 0.08%
323,564
+264,042
+444% +$20.5M
SCTY
465
DELISTED
SolarCity Corporation
SCTY
$26.4M 0.08%
421,521
+99,796
+31% +$7.2M
APD icon
466
Air Products & Chemicals
APD
$65.7B
$26.4M 0.08%
239,402
-13,582
-5% -$1.44M
PARA
467
DELISTED
Paramount Global Class B
PARA
$26.4M 0.08%
426,471
+17,291
+4% +$1.09M
TFC icon
468
Truist Financial
TFC
$64.4B
$26.3M 0.07%
655,037
+112,323
+21% +$4.3M
CNP icon
469
CenterPoint Energy
CNP
$27.3B
$26.3M 0.07%
1,110,532
-294,568
-21% -$6.92M
JNPR
470
DELISTED
Juniper Networks
JNPR
$26.3M 0.07%
1,021,121
+59,350
+6% +$1.55M
CAM
471
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$26.2M 0.07%
424,499
+40,623
+11% +$2.46M
CHS
472
DELISTED
Chicos FAS, Inc.
CHS
$26.1M 0.07%
1,631,297
+271,080
+20% +$4.6M
DGX icon
473
Quest Diagnostics
DGX
$25.7B
$26.1M 0.07%
449,967
+53,763
+14% +$2.88M
AIG icon
474
American International
AIG
$41.8B
$25.9M 0.07%
1,114,231
+82,806
+8% +$4.12M
IPG
475
DELISTED
Interpublic Group of Companies
IPG
$25.9M 0.07%
1,508,284
+103,155
+7% +$1.76M
17 18
19
20 21

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.