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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGO icon
426
Perrigo
PRGO
$1.4B
$28M 0.08%
180,849
-16,380
-8% -$2.59M
LHX icon
427
L3Harris
LHX
$51.6B
$27.9M 0.08%
381,319
+53,069
+16% +$3.79M
WFM
428
DELISTED
Whole Foods Market Inc
WFM
$27.9M 0.08%
550,091
+26,751
+5% +$1.43M
KIM icon
429
Kimco Realty
KIM
$17.2B
$27.9M 0.08%
1,273,250
+117,886
+10% +$2.51M
BPOP icon
430
Popular Inc
BPOP
$11.2B
$27.8M 0.08%
897,883
+850,599
+1,799% +$24.2M
NI icon
431
NiSource
NI
$21.3B
$27.8M 0.08%
1,992,934
-723,121
-27% -$9.78M
WHR icon
432
Whirlpool
WHR
$2.43B
$27.7M 0.08%
185,636
+23,469
+14% +$3.4M
M icon
433
Macy's
M
$6.53B
$27.7M 0.08%
467,812
-18,304
-4% -$1.02M
PBI icon
434
Pitney Bowes
PBI
$2.4B
$27.6M 0.08%
1,062,890
-305,059
-22% -$7.52M
XL
435
DELISTED
XL Group Ltd.
XL
$27.6M 0.08%
883,659
+74,047
+9% +$2.21M
CJES
436
DELISTED
C&J ENERGY SVCS LTD
CJES
$27.6M 0.08%
945,871
-29,505
-3% -$728K
WM icon
437
Waste Management
WM
$90.6B
$27.6M 0.08%
655,580
-99,304
-13% -$4.16M
BDX icon
438
Becton Dickinson
BDX
$45.6B
$27.6M 0.08%
241,349
-18,355
-7% -$2.02M
AFL icon
439
Aflac
AFL
$64.9B
$27.5M 0.08%
872,204
-600,670
-41% -$19.1M
NE
440
DELISTED
Noble Corporation
NE
$27.5M 0.08%
960,198
+180,662
+23% +$5.11M
KMF
441
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$27.4M 0.08%
807,301
+24,279
+3% +$827K
AON icon
442
Aon
AON
$76.5B
$27.4M 0.08%
325,058
-24,470
-7% -$2.04M
SN
443
DELISTED
Sanchez Energy Corporation
SN
$27.4M 0.08%
923,733
+30,154
+3% +$840K
SNV
444
DELISTED
Synovus
SNV
$27.3M 0.08%
1,149,677
+10,973
+1% +$267K
PCL
445
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$27.3M 0.08%
648,818
+58,910
+10% +$2.53M
PNC icon
446
PNC Financial Services
PNC
$99.7B
$27.3M 0.08%
313,277
+1,232
+0.4% +$101K
BF.B icon
447
Brown-Forman Class B
BF.B
$13.2B
$27.2M 0.08%
947,622
-37,406
-4% -$981K
BEN icon
448
Franklin Resources
BEN
$17.6B
$27.1M 0.08%
499,775
+80,694
+19% +$4.34M
RDC
449
DELISTED
Rowan Companies Plc
RDC
$27.1M 0.08%
803,147
+146,862
+22% +$4.8M
UNM icon
450
Unum
UNM
$13.6B
$27M 0.08%
766,022
+62,967
+9% +$2.15M
16 17
18
19 20

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.