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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+0.21%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.9B
AUM Growth
-$1.07B
Cap. Flow
-$775M
Cap. Flow %
-6.01%
Top 10 Hldgs %
19.32%
Holding
1,827
New
87
Increased
761
Reduced
739
Closed
231

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$114M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$15.2M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.98M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$8.76M
5
MUA icon
BlackRock MuniAssets Fund
MUA
+$8.75M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$96.9M
2
NVDA icon
NVIDIA
NVDA
+$96.7M
3
AAPL icon
Apple
AAPL
+$79.4M
4
MSFT icon
Microsoft
MSFT
+$58.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 26.24%
2 Healthcare 8.46%
3 Consumer Discretionary 7.42%
4 Communication Services 7.23%
5 Industrials 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
426
Norfolk Southern
NSC
$78.8B
$5.36M 0.04%
18,673
-943
-5% -$280K
HYD icon
427
VanEck High Yield Muni ETF
HYD
$4.44B
$5.3M 0.04%
105,625
-13,699
-11% -$698K
ADM icon
428
Archer Daniels Midland
ADM
$41.4B
$5.29M 0.04%
72,841
+38,890
+115% +$2.63M
APA icon
429
APA Corp
APA
$12.8B
$5.25M 0.04%
123,727
+72,209
+140% +$2.18M
ASX icon
430
ASE Group
ASX
$80.8B
$5.24M 0.04%
241,780
-34,943
-13% -$735K
AXP icon
431
American Express
AXP
$223B
$5.24M 0.04%
17,319
-3,629
-17% -$1.22M
LYB icon
432
LyondellBasell Industries
LYB
$19.5B
$5.22M 0.04%
64,848
-20,406
-24% -$1.21M
SNDK
433
Sandisk
SNDK
$213B
$5.22M 0.04%
8,215
-2,204
-21% -$1.24M
UTG icon
434
Reaves Utility Income Fund
UTG
$3.69B
$5.21M 0.04%
132,699
-835
-0.6% -$32.6K
NXST icon
435
Nexstar Media Group
NXST
$5.6B
$5.21M 0.04%
28,803
+157
+0.5% +$35.2K
ILMN icon
436
Illumina
ILMN
$29.4B
$5.2M 0.04%
42,161
+6,416
+18% +$842K
DINO icon
437
HF Sinclair
DINO
$15.9B
$5.2M 0.04%
83,280
+13,647
+20% +$739K
VRSK icon
438
Verisk Analytics
VRSK
$26.4B
$5.17M 0.04%
27,239
-6,862
-20% -$1.39M
NPCT icon
439
Nuveen Core Plus Impact Fund
NPCT
$279M
$5.14M 0.04%
504,099
-10,372
-2% -$107K
NBIX icon
440
Neurocrine Biosciences
NBIX
$17.7B
$5.12M 0.04%
38,866
+14,823
+62% +$1.97M
EMD
441
Western Asset Emerging Markets Debt Fund
EMD
$609M
$5.12M 0.04%
521,128
+73,079
+16% +$784K
EQX icon
442
Equinox Gold
EQX
$7.32B
$5.11M 0.04%
353,425
-42,616
-11% -$651K
ARDC
443
Are Dynamic Credit Allocation Fund
ARDC
$297M
$5.06M 0.04%
416,398
-30,066
-7% -$389K
SNA icon
444
Snap-on
SNA
$20.9B
$5.02M 0.04%
13,812
+2,498
+22% +$926K
PHK
445
PIMCO High Income Fund
PHK
$861M
$4.96M 0.04%
1,072,149
-238,594
-18% -$1.15M
AVY icon
446
Avery Dennison
AVY
$12.3B
$4.96M 0.04%
28,735
-586
-2% -$108K
BITB icon
447
Bitwise Bitcoin ETF
BITB
$2.46B
$4.95M 0.04%
134,567
+12,272
+10% +$509K
RTX icon
448
RTX Corp
RTX
$287B
$4.91M 0.04%
25,479
-4,465
-15% -$888K
DFP
449
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$4.87M 0.04%
242,799
-58,450
-19% -$1.24M
CAH icon
450
Cardinal Health
CAH
$53.4B
$4.86M 0.04%
22,997
+8,790
+62% +$1.89M
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Guggenheim Capital held 1,827 positions worth $12.9B, down 7.7% from $14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $775M in Q1 2026, closing 231 positions and reducing 739 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $8.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 29% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Energy Transfer LP Series I Preferred Units worth $4.06M.

  • Guggenheim Capital's largest Q1 2026 buy was Energy Transfer LP Series I Preferred Units: 350,626 shares worth $4.06M.
  • Guggenheim Capital added most to Walmart Inc in Q1 2026, an estimated $114M increase.
  • Guggenheim Capital's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $96.9M.
  • Guggenheim Capital fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $8.6M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $12.9B portfolio in Q1 2026.
  • Guggenheim Capital opened 87 new positions and closed 231 in Q1 2026.
  • Guggenheim Capital's portfolio value fell 7.7% quarter-over-quarter to $12.9B.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.