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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
401
Occidental Petroleum
OXY
$55.9B
$6.56M 0.06%
106,751
+22,272
+26% +$1.43M
FCT
402
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$6.54M 0.06%
654,247
+61,977
+10% +$632K
CAT icon
403
Caterpillar
CAT
$387B
$6.53M 0.06%
39,800
+10,289
+35% +$1.88M
SGFY
404
DELISTED
Signify Health, Inc.
SGFY
$6.49M 0.06%
222,498
+512
+0.2% +$11.8K
NMZ icon
405
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$6.48M 0.06%
630,448
+60,955
+11% +$716K
LULU icon
406
lululemon athletica
LULU
$14.6B
$6.47M 0.06%
23,157
+2,198
+10% +$681K
PEG icon
407
Public Service Enterprise Group
PEG
$37.7B
$6.46M 0.06%
114,817
+32,899
+40% +$2.12M
JRO
408
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.43M 0.06%
798,422
-21,836
-3% -$185K
LVS icon
409
Las Vegas Sands
LVS
$29.6B
$6.42M 0.06%
171,116
-4,397
-3% -$164K
ENPH icon
410
Enphase Energy
ENPH
$5.53B
$6.38M 0.06%
23,002
-11,054
-32% -$2.98M
BAB icon
411
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$6.38M 0.06%
248,726
-25,234
-9% -$689K
EBAY icon
412
eBay
EBAY
$49.8B
$6.37M 0.06%
172,916
+1,761
+1% +$78.5K
IEX icon
413
IDEX
IEX
$17.3B
$6.36M 0.06%
31,820
-2,179
-6% -$440K
BGT icon
414
BlackRock Floating Rate Income Trust
BGT
$325M
$6.33M 0.06%
582,746
+41,777
+8% +$479K
NIE
415
Virtus Equity & Convertible Income Fund
NIE
$732M
$6.32M 0.06%
310,985
-60,612
-16% -$1.35M
SBAC icon
416
SBA Communications
SBAC
$19.5B
$6.28M 0.06%
22,045
-664
-3% -$215K
CCD
417
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$6.26M 0.06%
313,080
-55,732
-15% -$1.29M
GH icon
418
Guardant Health
GH
$22.6B
$6.25M 0.06%
116,134
+7,090
+7% +$364K
CRWD icon
419
CrowdStrike
CRWD
$218B
$6.24M 0.06%
151,492
+988
+0.7% +$45.2K
ESS icon
420
Essex Property Trust
ESS
$18.5B
$6.24M 0.06%
25,767
-10,110
-28% -$2.74M
IP icon
421
International Paper
IP
$22B
$6.18M 0.06%
195,105
-43,300
-18% -$1.77M
OIA icon
422
Invesco Municipal Income Opportunities Trust
OIA
$292M
$6.15M 0.06%
1,049,877
+134,199
+15% +$879K
ALK icon
423
Alaska Air
ALK
$5.58B
$6.12M 0.06%
156,259
-12,447
-7% -$547K
CPB icon
424
Campbell Soup
CPB
$6.87B
$6.09M 0.06%
129,269
+35,874
+38% +$1.76M
JAZZ icon
425
Jazz Pharmaceuticals
JAZZ
$16.7B
$6.06M 0.06%
45,489
-3,687
-7% -$561K
15 16
17
18 19

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.