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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
401
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$7.97M 0.06%
524,360
+51,465
+11% +$779K
NMZ icon
402
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$7.97M 0.06%
561,529
+21,423
+4% +$305K
SWX icon
403
Southwest Gas
SWX
$6.44B
$7.96M 0.06%
104,732
+3,623
+4% +$295K
TDG icon
404
TransDigm Group
TDG
$71.3B
$7.92M 0.06%
14,136
-7,027
-33% -$3.85M
AVA icon
405
Avista
AVA
$3.28B
$7.89M 0.06%
164,163
-27,303
-14% -$1.3M
APTV icon
406
Aptiv
APTV
$10.1B
$7.89M 0.06%
83,080
+14,761
+22% +$1.35M
NEV
407
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$7.86M 0.06%
528,786
+22,529
+4% +$329K
CNP icon
408
CenterPoint Energy
CNP
$27.4B
$7.84M 0.06%
287,469
-4,324
-1% -$118K
ROIC
409
DELISTED
Retail Opportunity Investments Corp.
ROIC
$7.83M 0.06%
443,469
+264,868
+148% +$4.8M
F icon
410
Ford
F
$56.8B
$7.79M 0.06%
838,094
-33,619
-4% -$302K
ALLE icon
411
Allegion
ALLE
$14.1B
$7.78M 0.06%
62,461
+33,189
+113% +$3.83M
NCV
412
Virtus Convertible & Income Fund
NCV
$384M
$7.78M 0.06%
338,117
+64,533
+24% +$1.46M
SRLN icon
413
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$7.78M 0.06%
166,951
+1,210
+0.7% +$55.8K
CCL icon
414
Carnival Corporation Ltd
CCL
$40.5B
$7.77M 0.06%
152,827
+36,048
+31% +$1.61M
GS icon
415
Goldman Sachs
GS
$311B
$7.76M 0.06%
33,763
-7,220
-18% -$1.57M
VTRS icon
416
Viatris
VTRS
$20.6B
$7.74M 0.06%
384,929
-73,497
-16% -$1.37M
ANSS
417
DELISTED
Ansys
ANSS
$7.73M 0.06%
30,042
+16,875
+128% +$3.99M
RF icon
418
Regions Financial
RF
$27.3B
$7.72M 0.06%
449,625
-137,940
-23% -$2.27M
ACV
419
Virtus Diversified Income & Convertible Fund
ACV
$284M
$7.7M 0.06%
312,941
-2,278
-0.7% -$54.5K
BGY icon
420
BlackRock Enhanced International Dividend Trust
BGY
$524M
$7.68M 0.06%
1,304,780
+275,201
+27% +$1.53M
AGN
421
DELISTED
Allergan plc
AGN
$7.64M 0.06%
39,953
+158
+0.4% +$28.5K
MCA
422
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$7.61M 0.06%
535,735
+30,546
+6% +$435K
IGA
423
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$7.61M 0.06%
725,609
-98,720
-12% -$1.03M
HLT icon
424
Hilton Worldwide
HLT
$70.2B
$7.6M 0.06%
68,562
-24,794
-27% -$2.49M
AEM icon
425
Agnico Eagle Mines
AEM
$76.3B
$7.55M 0.06%
122,472
+20,808
+20% +$1.21M
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.