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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAS
401
DELISTED
AGL Resources Inc
GAS
$29.1M 0.08%
594,863
+38,482
+7% +$1.81M
STI
402
DELISTED
SunTrust Banks, Inc.
STI
$29.1M 0.08%
730,947
+106,156
+17% +$4.06M
MCHP icon
403
Microchip Technology
MCHP
$40.3B
$29M 0.08%
1,213,554
+176,194
+17% +$4.02M
SPLS
404
DELISTED
Staples Inc
SPLS
$28.9M 0.08%
2,552,422
+455,678
+22% +$5.95M
EQT icon
405
EQT Corp
EQT
$33.3B
$28.9M 0.08%
547,823
+46,741
+9% +$2.44M
MKC icon
406
McCormick & Company Non-Voting
MKC
$13.7B
$28.9M 0.08%
805,412
+38,466
+5% +$1.29M
FLS icon
407
Flowserve
FLS
$9.71B
$28.9M 0.08%
368,473
+31,951
+9% +$2.45M
R icon
408
Ryder
R
$9.83B
$28.8M 0.08%
359,801
+6,184
+2% +$458K
MON
409
DELISTED
Monsanto Co
MON
$28.7M 0.08%
252,230
-201,327
-44% -$22.4M
POST icon
410
Post Holdings
POST
$4.14B
$28.6M 0.08%
792,621
+99,947
+14% +$3.59M
FFIV icon
411
F5
FFIV
$22.9B
$28.6M 0.08%
267,804
-15,671
-6% -$1.66M
ATVI
412
DELISTED
Activision Blizzard
ATVI
$28.6M 0.08%
1,397,019
-788,692
-36% -$15M
GTAT
413
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$28.5M 0.08%
1,673,973
+76,870
+5% +$990K
DOV icon
414
Dover
DOV
$27.6B
$28.5M 0.08%
431,796
-408,243
-49% -$25.4M
LFCR icon
415
Lifecore Biomedical
LFCR
$166M
$28.4M 0.08%
2,545,554
-95,639
-4% -$1.05M
CLX icon
416
Clorox
CLX
$11.6B
$28.4M 0.08%
322,653
-35,289
-10% -$3.1M
ALR
417
DELISTED
Alere Inc
ALR
$28.3M 0.08%
822,964
+6,631
+0.8% +$242K
PBCT
418
DELISTED
People's United Financial Inc
PBCT
$28.3M 0.08%
1,900,231
+147,756
+8% +$2.15M
RAI
419
DELISTED
Reynolds American Inc
RAI
$28.2M 0.08%
1,057,190
+107,020
+11% +$2.7M
GES
420
DELISTED
Guess Inc
GES
$28.2M 0.08%
1,020,803
-49,388
-5% -$1.43M
FISV
421
Fiserv Inc
FISV
$28.8B
$28.1M 0.08%
992,940
+77,592
+8% +$2.22M
DE icon
422
Deere & Co
DE
$160B
$28.1M 0.08%
309,829
+42,967
+16% +$3.76M
HOG icon
423
Harley-Davidson
HOG
$2.58B
$28.1M 0.08%
422,206
-329,463
-44% -$21.8M
NSC icon
424
Norfolk Southern
NSC
$75.4B
$28.1M 0.08%
289,328
-4,135
-1% -$384K
PHM icon
425
Pultegroup
PHM
$24.1B
$28M 0.08%
1,457,758
+344,009
+31% +$6.79M
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.