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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
376
Whirlpool
WHR
$2.82B
$10.3M 0.06%
50,350
+9,039
+22% +$1.98M
HPP
377
Hudson Pacific Properties
HPP
$779M
$10.2M 0.06%
55,711
-12,893
-19% -$2.43M
EXG icon
378
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$10.2M 0.06%
1,023,511
+94,786
+10% +$988K
VOO icon
379
Vanguard S&P 500 ETF
VOO
$1.01T
$10.2M 0.06%
25,916
-5,106
-16% -$2.07M
CHW
380
Calamos Global Dynamic Income Fund
CHW
$545M
$10.2M 0.06%
1,066,446
-113,447
-10% -$1.21M
SAIC icon
381
Saic
SAIC
$5.35B
$10.2M 0.06%
119,158
-536
-0.4% -$45.9K
PHM icon
382
Pultegroup
PHM
$25.3B
$10.2M 0.06%
221,609
+18,012
+9% +$936K
DIAX
383
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$10.2M 0.06%
606,845
+68,778
+13% +$1.19M
NTAP icon
384
NetApp
NTAP
$37.2B
$10.1M 0.06%
112,341
+10,193
+10% +$861K
NVTA
385
DELISTED
Invitae Corporation
NVTA
$10.1M 0.06%
353,649
+275,559
+353% +$8.07M
PVH icon
386
PVH
PVH
$4.04B
$10M 0.06%
97,411
-527
-0.5% -$56.7K
KMI icon
387
Kinder Morgan
KMI
$68.7B
$9.96M 0.06%
595,031
-4,113
-0.7% -$69.9K
BIDU icon
388
Baidu
BIDU
$37.2B
$9.95M 0.06%
64,681
-757
-1% -$124K
VCLT icon
389
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$9.94M 0.06%
94,160
+21,494
+30% +$2.32M
RVTY icon
390
Revvity
RVTY
$12.8B
$9.84M 0.06%
56,784
+10,598
+23% +$1.87M
GIS icon
391
General Mills
GIS
$19.7B
$9.79M 0.06%
163,683
-12,077
-7% -$714K
BKR icon
392
Baker Hughes
BKR
$61.1B
$9.74M 0.06%
393,848
-12,691
-3% -$283K
BIO icon
393
Bio-Rad Laboratories Class A
BIO
$9.42B
$9.73M 0.06%
13,040
-3,336
-20% -$2.5M
CCD
394
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$9.64M 0.06%
317,757
-66,949
-17% -$2.08M
ORI icon
395
Old Republic International
ORI
$10.4B
$9.63M 0.06%
416,099
-41,443
-9% -$1.03M
CPRT icon
396
Copart
CPRT
$27.5B
$9.59M 0.06%
276,468
-8,708
-3% -$311K
TIP icon
397
iShares TIPS Bond ETF
TIP
$14.5B
$9.59M 0.06%
75,069
-28,516
-28% -$3.68M
RS icon
398
Reliance Steel & Aluminium
RS
$21.6B
$9.58M 0.06%
67,245
-7,191
-10% -$1.08M
VRSK icon
399
Verisk Analytics
VRSK
$25B
$9.57M 0.06%
47,769
-730
-2% -$141K
BDX icon
400
Becton Dickinson
BDX
$48.2B
$9.5M 0.06%
39,612
+4,979
+14% +$1.22M
14 15
16
17 18

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.