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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
376
Peloton Interactive
PTON
$2.49B
$8.93M 0.06%
58,860
+54,851
+1,368% +$6.68M
TWTR
377
DELISTED
Twitter, Inc.
TWTR
$8.87M 0.06%
163,878
-2,295
-1% -$110K
LNT icon
378
Alliant Energy
LNT
$18B
$8.87M 0.06%
172,045
+26,179
+18% +$1.41M
LUV icon
379
Southwest Airlines
LUV
$23B
$8.84M 0.06%
189,668
+36,178
+24% +$1.57M
WPM icon
380
Wheaton Precious Metals
WPM
$60.9B
$8.82M 0.06%
211,205
+44,579
+27% +$1.99M
WRI
381
DELISTED
Weingarten Realty Investors
WRI
$8.81M 0.06%
406,633
+131,513
+48% +$2.58M
NCV
382
Virtus Convertible & Income Fund
NCV
$390M
$8.79M 0.06%
382,832
+56,141
+17% +$1.15M
ETV
383
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$8.78M 0.06%
571,867
-94,925
-14% -$1.38M
MRVL icon
384
Marvell Technology
MRVL
$196B
$8.76M 0.05%
184,314
+143,149
+348% +$6.19M
PLXS icon
385
Plexus
PLXS
$7.23B
$8.74M 0.05%
111,812
-1,281
-1% -$95.6K
CPRT icon
386
Copart
CPRT
$27.5B
$8.7M 0.05%
273,404
+13,956
+5% +$407K
PK icon
387
Park Hotels & Resorts
PK
$2.97B
$8.66M 0.05%
504,955
+347,797
+221% +$4.82M
ALK icon
388
Alaska Air
ALK
$5.58B
$8.56M 0.05%
164,633
+62,816
+62% +$2.83M
LEO
389
BNY Mellon Strategic Municipals
LEO
$387M
$8.55M 0.05%
1,006,661
-109,927
-10% -$916K
GPK icon
390
Graphic Packaging
GPK
$3.58B
$8.54M 0.05%
504,154
-2,788
-0.5% -$42.2K
BDX icon
391
Becton Dickinson
BDX
$48.2B
$8.47M 0.05%
34,696
-1,300
-4% -$303K
DRE
392
DELISTED
Duke Realty Corp.
DRE
$8.43M 0.05%
210,819
-9,711
-4% -$379K
PARA
393
DELISTED
Paramount Global Class B
PARA
$8.41M 0.05%
225,818
+19,504
+9% +$626K
FATE icon
394
Fate Therapeutics
FATE
$326M
$8.4M 0.05%
92,408
+34,100
+58% +$2.12M
GS icon
395
Goldman Sachs
GS
$303B
$8.39M 0.05%
31,816
+4,582
+17% +$1.02M
ZTS icon
396
Zoetis
ZTS
$30B
$8.38M 0.05%
50,646
-9,022
-15% -$1.47M
EOS
397
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$8.36M 0.05%
385,531
-36,865
-9% -$733K
KR icon
398
Kroger
KR
$34.8B
$8.3M 0.05%
261,476
+5,549
+2% +$180K
KRC icon
399
Kilroy Realty
KRC
$4.42B
$8.29M 0.05%
144,416
+124,586
+628% +$7.01M
LUMN icon
400
Lumen
LUMN
$6.44B
$8.25M 0.05%
846,383
+164,876
+24% +$1.63M
14 15
16
17 18

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CII
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WANY
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.