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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
351
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$7.73M 0.07%
343,818
-9,310
-3% -$220K
NSC icon
352
Norfolk Southern
NSC
$75.1B
$7.7M 0.07%
39,081
+6,625
+20% +$1.43M
ETR icon
353
Entergy
ETR
$50B
$7.67M 0.07%
165,916
+46,222
+39% +$2.25M
TTD icon
354
Trade Desk
TTD
$6.49B
$7.67M 0.07%
+98,090
New +$7.93M
IWD icon
355
iShares Russell 1000 Value ETF
IWD
$83.7B
$7.63M 0.07%
50,287
-2,156
-4% -$342K
DIAX
356
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$7.62M 0.07%
556,531
+5,823
+1% +$82.3K
ENPH icon
357
Enphase Energy
ENPH
$5.53B
$7.57M 0.07%
63,038
+11,173
+22% +$1.59M
INCY icon
358
Incyte
INCY
$24.4B
$7.56M 0.07%
130,779
-17,586
-12% -$1.11M
AXP icon
359
American Express
AXP
$230B
$7.53M 0.06%
50,443
-4,144
-8% -$678K
BXMX
360
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7.53M 0.06%
594,420
-18,695
-3% -$247K
BSL
361
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$7.51M 0.06%
566,566
+69,712
+14% +$914K
SUM
362
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$7.5M 0.06%
240,982
-823
-0.3% -$29.3K
ASH icon
363
Ashland
ASH
$3.5B
$7.46M 0.06%
91,323
+12,961
+17% +$1.12M
DVN icon
364
Devon Energy
DVN
$47.3B
$7.45M 0.06%
156,140
+677
+0.4% +$34.1K
AVNT icon
365
Avient
AVNT
$4.19B
$7.4M 0.06%
209,652
-1,857
-0.9% -$71.9K
CHY
366
Calamos Convertible and High Income Fund
CHY
$1.06B
$7.39M 0.06%
662,123
-27,186
-4% -$306K
WMB icon
367
Williams Companies
WMB
$86.1B
$7.37M 0.06%
218,634
-38,630
-15% -$1.32M
NOC icon
368
Northrop Grumman
NOC
$81.2B
$7.36M 0.06%
16,724
-3,570
-18% -$1.57M
ANSS
369
DELISTED
Ansys
ANSS
$7.34M 0.06%
24,661
+3,293
+15% +$1.04M
BXP icon
370
Boston Properties
BXP
$11.1B
$7.29M 0.06%
122,507
-3,384
-3% -$217K
VCIT icon
371
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$7.24M 0.06%
95,317
+10,840
+13% +$843K
RRC icon
372
Range Resources
RRC
$8.95B
$7.23M 0.06%
223,037
+162,567
+269% +$5.09M
ETJ
373
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$7.19M 0.06%
936,535
+51,619
+6% +$416K
PGR icon
374
Progressive
PGR
$125B
$7.11M 0.06%
51,034
-3,743
-7% -$492K
REG icon
375
Regency Centers
REG
$14.1B
$7.08M 0.06%
119,150
-18,763
-14% -$1.18M
13 14
15
16 17

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.