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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLSS
351
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$31.7M 0.09%
1,468,223
-124,528
-8% -$2.66M
ORLY icon
352
O'Reilly Automotive
ORLY
$74.9B
$31.7M 0.09%
3,202,875
+1,815
+0.1% +$17.3K
AMP icon
353
Ameriprise Financial
AMP
$48.9B
$31.6M 0.09%
286,990
+41,413
+17% +$4.53M
DD
354
DELISTED
Du Pont De Nemours E I
DD
$31.6M 0.09%
495,652
+10,951
+2% +$670K
KMI icon
355
Kinder Morgan
KMI
$69.9B
$31.5M 0.09%
968,222
-70,400
-7% -$2.36M
MAC icon
356
Macerich
MAC
$7.26B
$31.3M 0.09%
502,607
+80,016
+19% +$4.75M
ANDV
357
DELISTED
Andeavor
ANDV
$31.3M 0.09%
619,270
+107,296
+21% +$5.58M
JCI icon
358
Johnson Controls International
JCI
$93.1B
$31.3M 0.09%
630,752
+74,853
+13% +$3.79M
WBD icon
359
Warner Bros
WBD
$64.7B
$31.2M 0.09%
739,376
+20,441
+3% +$862K
WEC icon
360
WEC Energy
WEC
$35.6B
$31.2M 0.09%
669,694
+25,416
+4% +$1.1M
FNF icon
361
Fidelity National Financial
FNF
$13.9B
$31.1M 0.09%
1,731,887
+1,457,517
+531% +$26.3M
WIN
362
DELISTED
Windstream Holdings Inc
WIN
$31.1M 0.09%
481,659
+13,363
+3% +$828K
PKG icon
363
Packaging Corp of America
PKG
$22.8B
$31.1M 0.09%
441,733
+238,924
+118% +$16.3M
BIDU icon
364
Baidu
BIDU
$38.2B
$31.1M 0.09%
203,996
-7,671
-4% -$1.28M
SEE
365
DELISTED
Sealed Air
SEE
$31M 0.09%
942,997
+153,225
+19% +$5M
TW
366
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$30.8M 0.09%
270,142
-72,511
-21% -$8.44M
ALTR
367
DELISTED
Altera Corp
ALTR
$30.7M 0.09%
848,534
+47,201
+6% +$1.62M
NVDA icon
368
NVIDIA
NVDA
$5.13T
$30.7M 0.09%
68,612,440
+4,905,040
+8% +$2.1M
UTHR icon
369
United Therapeutics
UTHR
$22B
$30.7M 0.09%
326,364
+11,172
+4% +$1.14M
EC icon
370
Ecopetrol
EC
$33.5B
$30.5M 0.09%
748,063
+309,044
+70% +$11.1M
DO
371
DELISTED
Diamond Offshore Drilling
DO
$30.5M 0.09%
625,779
+166,152
+36% +$8.19M
BEAM
372
DELISTED
BEAM INC COM STK (DE)
BEAM
$30.3M 0.09%
364,113
+47,412
+15% +$3.86M
AAMC
373
DELISTED
Altisource Asset Management Corp
AAMC
$30.3M 0.09%
47,930
+3,103
+7% +$1.77M
TRV icon
374
Travelers Companies
TRV
$78.7B
$30.3M 0.09%
355,682
+25,815
+8% +$2.17M
APC
375
DELISTED
Anadarko Petroleum
APC
$30.2M 0.09%
356,664
+73,527
+26% +$6.03M
13 14
15
16 17

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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.