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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
326
Illinois Tool Works
ITW
$83B
$33.1M 0.09%
407,378
+30,256
+8% +$2.45M
MUR icon
327
Murphy Oil
MUR
$5.55B
$33.1M 0.09%
526,905
+83,009
+19% +$4.99M
RFMD
328
DELISTED
RF MICRO DEVICES INC
RFMD
$33M 0.09%
4,186,641
-2,876,795
-41% -$17.7M
NTAP icon
329
NetApp
NTAP
$35.9B
$32.9M 0.09%
891,557
+164,663
+23% +$6.66M
STJ
330
DELISTED
St Jude Medical
STJ
$32.9M 0.09%
502,985
+70,568
+16% +$4.59M
GNW icon
331
Genworth Financial
GNW
$3.76B
$32.8M 0.09%
1,852,176
+25,990
+1% +$417K
AMLP icon
332
Alerian MLP ETF
AMLP
$13B
$32.8M 0.09%
371,460
+9,223
+3% +$809K
BLK icon
333
Blackrock
BLK
$175B
$32.8M 0.09%
104,246
+11,620
+13% +$3.55M
EMR icon
334
Emerson Electric
EMR
$86.7B
$32.7M 0.09%
490,059
+42,212
+9% +$2.78M
SLXP
335
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$32.7M 0.09%
315,930
+19,359
+7% +$1.98M
ECL icon
336
Ecolab
ECL
$78.6B
$32.7M 0.09%
302,738
+36,986
+14% +$3.87M
PNW icon
337
Pinnacle West Capital
PNW
$12.2B
$32.6M 0.09%
596,695
+152,532
+34% +$8.17M
NBL
338
DELISTED
Noble Energy, Inc.
NBL
$32.5M 0.09%
457,313
+75,380
+20% +$4.99M
DTE icon
339
DTE Energy
DTE
$29.5B
$32.4M 0.09%
513,057
+47,557
+10% +$2.8M
UAA icon
340
Under Armour
UAA
$2.89B
$32.4M 0.09%
1,528,972
+697,842
+84% +$18.1M
WTFC icon
341
Wintrust Financial
WTFC
$10.9B
$32.3M 0.09%
664,577
-23,550
-3% -$1.08M
INGR icon
342
Ingredion
INGR
$6.33B
$32.3M 0.09%
474,497
-7,761
-2% -$509K
CPRT icon
343
Copart
CPRT
$27.2B
$32.2M 0.09%
7,088,608
+5,266,496
+289% +$23.4M
EMN icon
344
Eastman Chemical
EMN
$8.23B
$32.1M 0.09%
372,888
+14,491
+4% +$1.19M
DLTR icon
345
Dollar Tree
DLTR
$24.9B
$32.1M 0.09%
615,706
-565,848
-48% -$30.1M
BWA icon
346
BorgWarner
BWA
$13B
$32M 0.09%
591,065
+7,588
+1% +$387K
WY icon
347
Weyerhaeuser
WY
$18.2B
$32M 0.09%
1,089,269
-35,640
-3% -$1.07M
MET icon
348
MetLife
MET
$62B
$32M 0.09%
679,280
+101,687
+18% +$4.67M
MWV
349
DELISTED
MEADWESTVACO CORP
MWV
$31.8M 0.09%
844,152
+80,249
+11% +$2.92M
CB
350
DELISTED
CHUBB CORPORATION
CB
$31.7M 0.09%
355,310
+15,727
+5% +$1.38M
12 13
14
15 16

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.