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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMNB
3426
DELISTED
American National Bankshares Inc
AMNB
– –
-5,401
Closed -$127K
NTP
3427
DELISTED
Nam Tai Property Inc.
NTP
– –
-20,432
Closed -$120K
PSXP
3428
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-44,991
Closed -$2.19M
BKK
3429
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-13,955
Closed -$229K
GSH
3430
DELISTED
Guangshen Railway Co. Ltd
GSH
– –
-26,640
Closed -$563K
SPLS
3431
CALL
DELISTED
Staples Inc
SPLS
– –
-2,600
Closed -$29K
KBIO
3432
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
– –
-1,523
Closed -$33K
RSOL
3433
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
– –
-10,515
Closed -$43K
PQUE
3434
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-12,857
Closed -$73K
MJES
3435
DELISTED
MAJESCO HOLDINGS INC. NEW
MJES
– –
-47,101
Closed -$19K
NIHD
3436
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-54,636
Closed -$65K
GNK
3437
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-14,339
Closed -$25K
SWFT
3438
CALL
DELISTED
Swift Transportation Company
SWFT
– –
-64,000
Closed -$1.58M
FSGI
3439
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
– –
-10,238
Closed -$22K
UNTK
3440
DELISTED
UNITEK GLOBAL SERVICES, INC. COMMON STOCK
UNTK
– –
-10,423
Closed -$19K
134 135 136 137
138

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.