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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZOLT
3426
DELISTED
ZOLTEK COMPANIES INC
ZOLT
– –
-2,477,771
Closed -$41.5M
ANEN
3427
DELISTED
ANAREN INC
ANEN
– –
-15,063
Closed -$422K
CEC
3428
DELISTED
CEC ENTERTAINMENT INC
CEC
– –
-20,517
Closed -$909K
CCIX
3429
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-11,875
Closed -$311K
DARA
3430
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
– –
-3,072
Closed -$8K
COLE
3431
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-641,554
Closed -$9.01M
VCI
3432
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
– –
-245,523
Closed -$8.41M
LIFE
3433
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-408,926
Closed -$31M
HPOL
3434
DELISTED
HARRIS INTERACTIVE INC
HPOL
– –
-22,256
Closed -$45K
FLOW
3435
DELISTED
FLOW INTL CORP
FLOW
– –
-27,558
Closed -$112K
CGX
3436
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
– –
-16,933
Closed -$1.14M
VCBI
3437
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
– –
-49,817
Closed -$846K
HTSI
3438
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-53,967
Closed -$2.66M
HMA
3439
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-222,210
Closed -$2.91M
NGZ
3440
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
– –
-38,160
Closed -$585K
VPHM
3441
DELISTED
VIROPHARMA INC
VPHM
– –
-70,746
Closed -$3.53M
SLTM
3442
DELISTED
SOLTA MED INC (DE)
SLTM
– –
-132,760
Closed -$396K
ASIA
3443
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-168,641
Closed -$2.02M
LPS
3444
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-46,661
Closed -$1.75M
SNTS
3445
DELISTED
SANTARUS INC
SNTS
– –
-36,472
Closed -$1.17M
PNG
3446
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
– –
-75,465
Closed -$1.74M
STEL
3447
DELISTED
STELLARONE CORPORATION COM
STEL
– –
-53,757
Closed -$1.29M
NBG
3448
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-39,070
Closed -$219K
DLLR
3449
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
– –
-65,601
Closed -$751K
AWH
3450
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-32,847
Closed -$1.24M
135 136 137
138
139

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.