We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZLC
3401
DELISTED
ZALE CORPORATION
ZLC
– –
-27,415
Closed -$573K
SI
3402
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-50,224
Closed -$6.79M
LCAV
3403
DELISTED
LCA-VISION INC
LCAV
– –
-37,307
Closed -$200K
LSI
3404
DELISTED
LSI CORPORATION
LSI
– –
-4,026,212
Closed -$44.6M
BEAM
3405
DELISTED
BEAM INC COM STK (DE)
BEAM
– –
-364,113
Closed -$30.3M
ATMI
3406
DELISTED
A T M I INC
ATMI
– –
-26,130
Closed -$889K
WBCO
3407
DELISTED
WASHINGTON BANKING CO
WBCO
– –
-36,356
Closed -$647K
KFN
3408
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
– –
-179,714
Closed -$2.08M
ACCL
3409
CALL
DELISTED
Accelrys Inc
ACCL
– –
-36,200
Closed -$451K
ACCL
3410
DELISTED
Accelrys Inc
ACCL
– –
-70,983
Closed -$884K
COA
3411
DELISTED
COASTAL CONTACTS INC COMMON SHARES (CANADA)
COA
– –
-15,000
Closed -$169K
CWTR
3412
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
– –
-11,262
Closed -$2K
HITK
3413
DELISTED
HI-TECH PHARMACAL INC
HITK
– –
-64,001
Closed -$2.77M
JRCC
3414
DELISTED
JAMES RIVER COAL NEW
JRCC
– –
-15,627
Closed -$12K
OVRL
3415
DELISTED
OVERLAND STORAGE INC
OVRL
– –
-4,520
Closed -$18K
DCTH
3416
DELISTED
Delcath Systems Inc
DCTH
– –
-255
Closed -$18K
JNY
3417
DELISTED
JONES GROUP INC COM STK (PA)
JNY
– –
-1,959,238
Closed -$29.3M
CSE
3418
DELISTED
CAPITALSOURCE INC
CSE
– –
-170,205
Closed -$2.48M
BRE
3419
DELISTED
BRE PROPERTIES INC CL A
BRE
– –
-78,891
Closed -$4.95M
XRTX
3420
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
– –
-73,892
Closed -$978K
KID
3421
DELISTED
KID BRANDS,INC COMMON STOCK
KID
– –
-10,505
Closed -$3K
FBC
3422
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-9,055
Closed -$201K
EMKR
3423
DELISTED
Emcore Corp
EMKR
– –
-1,093
Closed -$55K
STSA
3424
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
– –
-58,925
Closed -$1.96M
HIBB
3425
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-18,123
Closed -$959K
134 135 136
137
138

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.