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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSH
3376
DELISTED
RADIOSHACK CORP
RSH
– –
-21,445
Closed -$45K
WTSL
3377
DELISTED
WET SEAL INC CL-A
WTSL
– –
-10,327
Closed -$14K
AVNR
3378
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
– –
-13,395
Closed -$49K
BAXS
3379
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
– –
-10,456
Closed -$11K
DVR
3380
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
– –
-27,143
Closed -$46K
END
3381
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
– –
-10,120
Closed -$33K
OHAI
3382
DELISTED
OHA Investment Corporation
OHAI
– –
-11,176
Closed -$76K
VITC
3383
DELISTED
VITACOST COM INC COM STK (DE)
VITC
– –
-10,436
Closed -$74K
CHTP
3384
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
– –
-394,786
Closed -$2.18M
TYY
3385
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
– –
-666,465
Closed -$22.1M
TYN
3386
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
– –
-289,482
Closed -$8.42M
JOSB
3387
CALL
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-20,000
Closed -$1.29M
JOSB
3388
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-78,210
Closed -$5.03M
JOSB
3389
PUT
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-105,000
Closed -$6.75M
BPO
3390
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
– –
-89,094
Closed -$1.72M
NCU
3391
DELISTED
NUVEEN (CAL) PREM INCM MUNI FD
NCU
– –
-41,273
Closed -$559K
NCO
3392
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
– –
-181,339
Closed -$2.58M
NCP
3393
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
– –
-264,291
Closed -$3.65M
NUC
3394
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
– –
-321,980
Closed -$4.77M
NQC
3395
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
– –
-218,979
Closed -$3.04M
NVC
3396
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
– –
-320,992
Closed -$4.64M
SWSH
3397
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
– –
-6,983
Closed -$31K
STSI
3398
DELISTED
STAR SCIENTIFIC INC
STSI
– –
-72,101
Closed -$57K
EPL
3399
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
– –
-101,322
Closed -$3.91M
ARTC
3400
DELISTED
ARTHROCARE CORP
ARTC
– –
-5,377
Closed -$259K
134 135
136
137 138

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.