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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTN icon
3326
CALL
Vail Resorts
MTN
$5.29B
– –
-8,000
Closed -$602K
MTW icon
3327
PUT
Manitowoc
MTW
$529M
– –
-110,617
Closed -$2.34M
MTZ icon
3328
MasTec
MTZ
$21.1B
– –
-8,080
Closed -$264K
MUA icon
3329
BlackRock MuniAssets Fund
MUA
$517M
– –
-15,594
Closed -$180K
MUFG icon
3330
Mitsubishi UFJ Financial
MUFG
$254B
– –
-52,570
Closed -$351K
MVT
3331
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-12,352
Closed -$172K
NKE icon
3332
PUT
Nike
NKE
$62.4B
– –
-56,000
Closed -$2.2M
NOV icon
3333
CALL
NOV
NOV
$7.17B
– –
-1,331
Closed -$95K
NPO icon
3334
Enpro
NPO
$7.07B
– –
-4,495
Closed -$259K
NRIM icon
3335
Northrim BanCorp
NRIM
$595M
– –
-12,680
Closed -$83K
NWG icon
3336
NatWest
NWG
$76.1B
– –
-17,931
Closed -$219K
NWBI icon
3337
Northwest Bancshares
NWBI
$2.29B
– –
-274,628
Closed -$4.06M
OPCH icon
3338
Option Care Health
OPCH
$3.53B
– –
-54,798
Closed -$1.62M
PLUG icon
3339
Plug Power
PLUG
$2.9B
– –
-26,840
Closed -$42K
PMX
3340
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-10,933
Closed -$109K
PSO icon
3341
Pearson
PSO
$9.91B
– –
-63,329
Closed -$1.42M
PSX icon
3342
PUT
Phillips 66
PSX
$81.8B
– –
-80,000
Closed -$6.17M
RMT
3343
Royce Micro-Cap Trust
RMT
$755M
– –
-15,287
Closed -$193K
SCCO icon
3344
CALL
Southern Copper
SCCO
$163B
– –
-21,898
Closed -$583K
SF
3345
Stifel
SF
$12.7B
– –
-37,841
Closed -$805K
SGA icon
3346
Saga Communications
SGA
$58.5M
– –
-2,260
Closed -$113K
SJT
3347
San Juan Basin Royalty Trust
SJT
$114M
– –
-281,178
Closed -$4.71M
SONY icon
3348
Sony
SONY
$135B
– –
-93,930
Closed -$328K
SSO icon
3349
ProShares Ultra S&P500
SSO
$8.26B
– –
-438,400
Closed -$2.81M
SSTK icon
3350
Shutterstock
SSTK
$215M
– –
-5,679
Closed -$475K
132 133
134
135 136

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.