GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+3.46%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$35B
AUM Growth
+$2.36B
Cap. Flow
+$1.74B
Cap. Flow %
4.98%
Top 10 Hldgs %
5.38%
Holding
3,366
New
253
Increased
1,673
Reduced
1,262
Closed
153

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$88.4M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$76.9M
3
DHI icon
D.R. Horton
DHI
$62.7M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$60.3M
5
EOG icon
EOG Resources
EOG
$51.5M

Top Sells

1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
$41.5M
3
QCOM icon
Qualcomm
QCOM
$40M
4
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$39.9M
5
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$35.1M

Sector Composition

1 Technology 11.2%
2 Financials 11.18%
3 Industrials 10.67%
4 Consumer Discretionary 10.03%
5 Healthcare 9.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TBT icon
3301
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
– –
0
– –
TRNO icon
3302
Terreno Realty
TRNO
$6.1B
– –
-68,453
Closed -$1.21M
TXMD icon
3303
TherapeuticsMD
TXMD
$12.5M
– –
-728
Closed -$190K
UHAL icon
3304
U-Haul Holding Co
UHAL
$11.2B
– –
-20,490
Closed -$487K
VPV icon
3305
Invesco Pennsylvania Value Municipal Income Trust
VPV
$181M
– –
-23,661
Closed -$288K
XLE icon
3306
Energy Select Sector SPDR Fund
XLE
$26.7B
– –
-140,900
Closed -$12.5M
XLI icon
3307
Industrial Select Sector SPDR Fund
XLI
$23.1B
– –
0
– –
XLU icon
3308
Utilities Select Sector SPDR Fund
XLU
$20.7B
– –
-3,387
Closed -$129K
XME icon
3309
SPDR S&P Metals & Mining ETF
XME
$2.35B
– –
0
– –
XOP icon
3310
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
– –
0
– –
SCU
3311
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-8,006
Closed -$1.19M
INFI
3312
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-184,336
Closed -$2.55M
SPPI
3313
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-265,436
Closed -$2.35M
CSII
3314
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-10,437
Closed -$358K
RSX
3315
DELISTED
VanEck Russia ETF
RSX
– –
-5,200
Closed -$150K
SREV
3316
DELISTED
ServiceSource International, Inc.
SREV
– –
-242,305
Closed -$2.03M
ATRS
3317
DELISTED
Antares Pharma, Inc.
ATRS
– –
-11,481
Closed -$51K
SUNS
3318
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-68,415
Closed -$1.25M
USCR
3319
DELISTED
U S Concrete, Inc.
USCR
– –
-6,618
Closed -$150K
ENT
3320
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-421
Closed -$157K
LTS
3321
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-10,030
Closed -$31K
SDT
3322
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
– –
-584,221
Closed -$5.4M
ARRY
3323
DELISTED
Array Biopharma Inc
ARRY
– –
-482,613
Closed -$2.42M
HZNP
3324
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-23,356
Closed -$178K
TSRO
3325
DELISTED
TESARO, Inc.
TSRO
– –
-83,385
Closed -$2.36M
131 132
133
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