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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
3301
iShares China Large-Cap ETF
FXI
$4.29B
– –
-23,550
Closed -$903K
GAM
3302
General American Investors Company
GAM
$1.6B
– –
-9,078
Closed -$320K
GIB icon
3303
CGI
GIB
$15.4B
– –
-40,700
Closed -$1.36M
GOGO icon
3304
PUT
Gogo Inc
GOGO
$492M
– –
-102,500
Closed -$2.62M
GSM icon
3305
FerroAtlántica
GSM
$772M
– –
-503,789
Closed -$9.07M
HOLX
3306
CALL
DELISTED
Hologic
HOLX
– –
-100,000
Closed -$2.23M
HOV icon
3307
Hovnanian Enterprises
HOV
$789M
– –
-431
Closed -$71K
HRI icon
3308
PUT
Herc Holdings
HRI
$5.62B
– –
-50,000
Closed -$4.29M
HRB icon
3309
CALL
H&R Block
HRB
$5.82B
– –
-56,000
Closed -$1.63M
HTH icon
3310
Hilltop Holdings
HTH
$2.25B
– –
-90,547
Closed -$2.09M
HUN icon
3311
PUT
Huntsman Corp
HUN
$1.78B
– –
-130,000
Closed -$3.2M
IJJ icon
3312
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
– –
-460
Closed -$27K
IMAX icon
3313
IMAX
IMAX
$2.73B
– –
-10,590
Closed -$312K
INDB icon
3314
Independent Bank
INDB
$4B
– –
-1,994
Closed -$78K
INO icon
3315
Inovio Pharmaceuticals
INO
$69.6M
– –
-1,371
Closed -$191K
IVV icon
3316
iShares Core S&P 500 ETF
IVV
$897B
$0 ﹤0.01%
2
– –
IWC icon
3317
iShares Micro-Cap ETF
IWC
$1.5B
– –
-1,700
Closed -$128K
KB icon
3318
KB Financial Group
KB
$42.6B
– –
-5,092
Closed -$207K
KBR icon
3319
CALL
KBR
KBR
$4.74B
– –
-39,500
Closed -$1.26M
KFRC icon
3320
Kforce
KFRC
$1.05B
– –
-64,864
Closed -$1.35M
KMX icon
3321
PUT
CarMax
KMX
$8.24B
– –
-43,000
Closed -$2.03M
KODK icon
3322
Kodak
KODK
$925M
– –
-16,796
Closed -$579K
LSCC icon
3323
Lattice Semiconductor
LSCC
$18.3B
– –
-10,932
Closed -$60K
MORN icon
3324
Morningstar
MORN
$7.37B
– –
-7,648
Closed -$597K
MT icon
3325
PUT
ArcelorMittal
MT
$55.2B
– –
-34,549
Closed -$1.41M
131 132
133
134 135

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.