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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTEN icon
3276
PUT
Patterson-UTI
PTEN
$3.98B
– –
-45,800
Closed -$1.45M
PXLW icon
3277
Pixelworks
PXLW
$38.2M
– –
-875
Closed -$58K
PZG icon
3278
Paramount Gold Nevada
PZG
$96.1M
– –
-41,358
Closed -$51K
RDI icon
3279
Reading International Class A
RDI
$33.2M
– –
-10,852
Closed -$80K
RELL icon
3280
Richardson Electronics
RELL
$267M
– –
-10,712
Closed -$115K
RH icon
3281
PUT
RH
RH
$3.13B
– –
-8,400
Closed -$618K
RIGL icon
3282
Rigel Pharmaceuticals
RIGL
$681M
– –
-1,061
Closed -$41K
ROK icon
3283
PUT
Rockwell Automation
ROK
$53.4B
– –
-15,300
Closed -$1.91M
SB icon
3284
Safe Bulkers
SB
$795M
– –
-14,405
Closed -$137K
SIG icon
3285
CALL
Signet Jewelers
SIG
$3.61B
– –
-15,600
Closed -$1.65M
SPY icon
3286
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-41,300
Closed -$7.72M
SSB icon
3287
SouthState Bank Corp
SSB
$10.2B
– –
-40,225
Closed -$2.52M
NSLR
3288
Neostellar Capital Corp
NSLR
$269M
– –
-19,706
Closed -$129K
STRM
3289
DELISTED
Streamline Health Solutions
STRM
– –
-676
Closed -$51K
TBT icon
3290
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
– –
-50,000
Closed -$3.38M
TMUS icon
3291
PUT
T-Mobile US
TMUS
$185B
– –
-35,000
Closed -$1.16M
TSN icon
3292
PUT
Tyson Foods
TSN
$20.4B
– –
-61,100
Closed -$2.69M
UAL icon
3293
PUT
United Airlines
UAL
$39.4B
– –
-35,000
Closed -$1.56M
UMH
3294
UMH Properties
UMH
$1.29B
– –
-10,472
Closed -$102K
URG
3295
Ur-Energy
URG
$485M
– –
-34,367
Closed -$53K
URBN icon
3296
PUT
Urban Outfitters
URBN
$6.35B
– –
-38,900
Closed -$1.42M
VEA icon
3297
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-13,483
Closed -$556K
VEEV icon
3298
CALL
Veeva Systems
VEEV
$33.1B
– –
-9,400
Closed -$251K
WABC icon
3299
Westamerica Bancorp
WABC
$1.38B
– –
-86,521
Closed -$4.68M
WAL icon
3300
Western Alliance Bancorporation
WAL
$8.79B
– –
-11,575
Closed -$285K
130 131
132
133 134

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.