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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHN
3276
DELISTED
China Fund
CHN
– –
-12,027
Closed -$250K
CMPR icon
3277
Cimpress
CMPR
$2.34B
– –
-13,698
Closed -$779K
COLB icon
3278
Columbia Banking Systems
COLB
$8.78B
– –
-15,628
Closed -$431K
COTY icon
3279
Coty
COTY
$2.39B
– –
-40,912
Closed -$624K
COST icon
3280
PUT
Costco
COST
$421B
– –
-25,800
Closed -$3.07M
CRM icon
3281
CALL
Salesforce
CRM
$153B
– –
-40,000
Closed -$2.21M
CXE
3282
DELISTED
MFS High Income Municipal Trust
CXE
– –
-38,752
Closed -$173K
DE icon
3283
CALL
Deere & Co
DE
$166B
– –
-28,000
Closed -$2.56M
DNN icon
3284
Denison Mines
DNN
$2.83B
– –
-795,500
Closed -$986K
DRD
3285
DRDGold
DRD
$1.95B
– –
-36,920
Closed -$136K
EEM icon
3286
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-72,300
Closed -$3.02M
EEM icon
3287
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-32,000
Closed -$1.34M
EMR icon
3288
PUT
Emerson Electric
EMR
$87.5B
– –
-20,000
Closed -$1.41M
ENTG icon
3289
Entegris
ENTG
$21.8B
– –
-11,738
Closed -$136K
EPAC icon
3290
Enerpac Tool Group
EPAC
$1.92B
– –
-23,442
Closed -$859K
EPI icon
3291
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-43,925
Closed -$766K
ETJ
3292
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$572M
– –
-36,378
Closed -$410K
EWC icon
3293
iShares MSCI Canada ETF
EWC
$6.26B
– –
-32,000
Closed -$933K
EWG icon
3294
iShares MSCI Germany ETF
EWG
$1.61B
– –
-3,500
Closed -$111K
EWZ icon
3295
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-24,313
Closed -$1.09M
EXTR icon
3296
Extreme Networks
EXTR
$3.18B
– –
-293,481
Closed -$2.06M
FCG icon
3297
First Trust Natural Gas ETF
FCG
$621M
– –
-3,071
Closed -$300K
FCNCA icon
3298
First Citizens BancShares
FCNCA
$25.5B
– –
-2,747
Closed -$612K
FDUS icon
3299
Fidus Investment
FDUS
$781M
– –
-97,225
Closed -$2.11M
FDX icon
3300
CALL
FedEx
FDX
$74.7B
– –
-15,800
Closed -$2.27M
130 131
132
133 134

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.