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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITK icon
3251
Mitek Systems
MITK
$754M
– –
-14,703
Closed -$57K
MLKN icon
3252
MillerKnoll
MLKN
$1.53B
– –
-52,741
Closed -$1.7M
MNRO icon
3253
Monro
MNRO
$383M
– –
-8,591
Closed -$489K
CALY
3254
PUT
Callaway Golf Company
CALY
$3.32B
– –
-243,500
Closed -$2.49M
MOV icon
3255
CALL
Movado Group
MOV
$849M
– –
-7,300
Closed -$333K
MSTR icon
3256
Strategy Inc
MSTR
$34.1B
– –
-17,860
Closed -$206K
NATR icon
3257
Nature's Sunshine
NATR
$354M
– –
-10,707
Closed -$148K
NGVC icon
3258
Vitamin Cottage Natural Grocers
NGVC
$739M
– –
-2,207
Closed -$96K
NGVC icon
3259
PUT
Vitamin Cottage Natural Grocers
NGVC
$739M
– –
-11,700
Closed -$511K
NUV icon
3260
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-15,332
Closed -$145K
NWN icon
3261
Northwest Natural Holdings
NWN
$2.06B
– –
-8,729
Closed -$384K
NWS icon
3262
News Corp Class B
NWS
$16.9B
– –
-11,257
Closed -$188K
NXP icon
3263
Nuveen Select Tax-Free Income Portfolio
NXP
$890M
– –
-8,183
Closed -$110K
OMF icon
3264
OneMain Financial
OMF
$7.2B
– –
-20,368
Closed -$512K
OPTT icon
3265
Ocean Power Technologies
OPTT
$48.9M
– –
-51
Closed -$38K
OSBC icon
3266
Old Second Bancorp
OSBC
$1.29B
– –
-10,831
Closed -$50K
OXM icon
3267
CALL
Oxford Industries
OXM
$566M
– –
-24,600
Closed -$1.92M
OXM icon
3268
Oxford Industries
OXM
$566M
– –
-960
Closed -$75K
PCYO icon
3269
Pure Cycle
PCYO
$253M
– –
-10,242
Closed -$62K
PENN icon
3270
PENN Entertainment
PENN
$2.75B
– –
-50,618
Closed -$624K
PFBC icon
3271
Preferred Bank
PFBC
$1.24B
– –
-7,932
Closed -$206K
PHO icon
3272
Invesco Water Resources ETF
PHO
$2.01B
– –
-27,780
Closed -$741K
PRI icon
3273
Primerica
PRI
$9.98B
– –
-53,926
Closed -$2.54M
PRO
3274
DELISTED
PROS Holdings
PRO
– –
-8,778
Closed -$277K
PRTS icon
3275
CarParts.com
PRTS
$43.7M
– –
-1,034
Closed -$32K
129 130
131
132 133

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.