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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRH icon
301
Diamondrock Hospitality Co
DRH
$2.56B
$14M 0.07%
1,461,607
+254,572
+21% +$2.39M
EMN icon
302
Eastman Chemical
EMN
$8.42B
$14M 0.07%
115,959
+40,916
+55% +$4.55M
CE icon
303
Celanese
CE
$4.82B
$14M 0.07%
83,367
+47,364
+132% +$7.71M
NFJ
304
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$14M 0.07%
870,510
-34,360
-4% -$536K
FRC
305
DELISTED
First Republic Bank
FRC
$14M 0.07%
67,682
+9,392
+16% +$1.98M
LEG icon
306
Leggett & Platt
LEG
$1.31B
$13.9M 0.07%
337,655
+2,135
+0.6% +$92.7K
MVF
307
DELISTED
BlackRock MuniVest Fund
MVF
$13.9M 0.07%
1,451,237
-110,256
-7% -$1.04M
LNT icon
308
Alliant Energy
LNT
$18B
$13.8M 0.07%
225,284
+9,113
+4% +$522K
DOC
309
DELISTED
PHYSICIANS REALTY TRUST
DOC
$13.8M 0.07%
733,375
+2,845
+0.4% +$52.4K
EVH icon
310
Evolent Health
EVH
$444M
$13.8M 0.07%
498,991
+1,096
+0.2% +$31.4K
KRG icon
311
Kite Realty
KRG
$5.36B
$13.8M 0.07%
633,273
+598,521
+1,722% +$12.8M
YUM icon
312
Yum! Brands
YUM
$41.1B
$13.8M 0.07%
99,151
-36,187
-27% -$4.63M
NCV
313
Virtus Convertible & Income Fund
NCV
$390M
$13.7M 0.07%
589,537
+117,295
+25% +$2.82M
ZM icon
314
Zoom
ZM
$30.6B
$13.7M 0.07%
74,544
+11,737
+19% +$2.76M
WDAY icon
315
Workday
WDAY
$44.4B
$13.6M 0.07%
49,849
-4,071
-8% -$1.13M
K
316
DELISTED
Kellanova
K
$13.5M 0.07%
223,673
+36,758
+20% +$2.17M
PNW icon
317
Pinnacle West Capital
PNW
$12.2B
$13.5M 0.07%
190,996
+26,469
+16% +$1.78M
SHY icon
318
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$13.5M 0.07%
157,377
+6,770
+4% +$581K
AON icon
319
Aon
AON
$76B
$13.4M 0.07%
44,623
-15,641
-26% -$4.69M
PCAR icon
320
PACCAR
PCAR
$70.1B
$13.3M 0.07%
226,416
+10,675
+5% +$617K
BF.B icon
321
Brown-Forman Class B
BF.B
$13.1B
$13.3M 0.07%
182,593
-13,754
-7% -$978K
FCX icon
322
Freeport-McMoran
FCX
$97.5B
$13.2M 0.07%
315,138
-87,885
-22% -$3.34M
LFUS icon
323
Littelfuse
LFUS
$11.6B
$13.1M 0.07%
41,719
+12,141
+41% +$3.67M
CTVA icon
324
Corteva
CTVA
$51.3B
$13.1M 0.07%
277,135
+3,882
+1% +$177K
ADM icon
325
Archer Daniels Midland
ADM
$36.9B
$13M 0.07%
193,049
-556
-0.3% -$35.9K
11 12
13
14 15

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.