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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
301
DELISTED
BROADCOM CORP CL-A
BRCM
$34.7M 0.1%
1,102,608
+70,244
+7% +$2.12M
GPC icon
302
Genuine Parts
GPC
$17.7B
$34.7M 0.1%
399,276
-6,468
-2% -$546K
HOLX
303
DELISTED
Hologic
HOLX
$34.7M 0.1%
1,612,509
-183,572
-10% -$3.96M
KSS icon
304
Kohl's
KSS
$2.28B
$34.6M 0.1%
609,920
-26,683
-4% -$1.43M
INTU icon
305
Intuit
INTU
$87.1B
$34.6M 0.1%
445,635
+32,452
+8% +$2.48M
TFCFA
306
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$34.6M 0.1%
1,081,988
-122,078
-10% -$3.99M
CDE icon
307
Coeur Mining
CDE
$16B
$34.5M 0.1%
3,716,909
-603,727
-14% -$6.5M
BBBY
308
DELISTED
Bed Bath & Beyond Inc
BBBY
$34.3M 0.1%
499,168
-318,348
-39% -$21.6M
WELL icon
309
Welltower
WELL
$168B
$34.3M 0.1%
575,967
+77,726
+16% +$4.44M
ABT icon
310
Abbott
ABT
$185B
$34.2M 0.1%
889,063
-25,731
-3% -$992K
EA icon
311
Electronic Arts
EA
$53B
$34.2M 0.1%
1,180,175
+44,483
+4% +$1.19M
GS icon
312
Goldman Sachs
GS
$303B
$34.2M 0.1%
208,795
-8,494
-4% -$1.43M
TE
313
DELISTED
TECO ENERGY INC
TE
$34.2M 0.1%
1,992,855
+219,212
+12% +$3.66M
XEL icon
314
Xcel Energy
XEL
$48.5B
$34.1M 0.1%
1,123,516
+237,786
+27% +$6.93M
CERN
315
DELISTED
Cerner Corp
CERN
$34.1M 0.1%
606,031
+17,965
+3% +$1.04M
ED icon
316
Consolidated Edison
ED
$39.8B
$34M 0.1%
634,470
+42,156
+7% +$2.29M
PEG icon
317
Public Service Enterprise Group
PEG
$38.2B
$33.7M 0.1%
882,409
+19,647
+2% +$678K
FOSL icon
318
Fossil Group
FOSL
$348M
$33.5M 0.1%
286,971
+46,266
+19% +$5.39M
FMER
319
DELISTED
FIRSTMERIT CORP
FMER
$33.4M 0.1%
1,603,799
+609,128
+61% +$12.9M
ADI icon
320
Analog Devices
ADI
$176B
$33.4M 0.1%
628,493
+86,782
+16% +$4.37M
TRN icon
321
Trinity Industries
TRN
$2.5B
$33.3M 0.09%
1,285,394
-17,505
-1% -$404K
FWONA icon
322
Liberty Media Series A
FWONA
$22.4B
$33.3M 0.09%
1,434,481
+29,715
+2% +$710K
UPS icon
323
United Parcel Service
UPS
$90.8B
$33.2M 0.09%
341,187
+12,934
+4% +$1.26M
SJM icon
324
J.M. Smucker
SJM
$12.6B
$33.2M 0.09%
341,671
-166,984
-33% -$16.2M
WPX
325
DELISTED
WPX Energy, Inc.
WPX
$33.2M 0.09%
1,841,156
-751,756
-29% -$13.9M
11 12
13
14 15

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.