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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWS
3201
DELISTED
SWS GROUP INC
SWS
– –
-84,289
Closed -$581K
BSCE
3202
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
– –
-15,734
Closed -$332K
PIKE
3203
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-39,014
Closed -$464K
VE
3204
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-422,341
Closed -$7.41M
MGAM
3205
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-68,707
Closed -$2.47M
JLA
3206
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-781,488
Closed -$10.2M
DPO
3207
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-455,217
Closed -$6.07M
JSN
3208
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-337,639
Closed -$4.3M
OABC
3209
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
– –
-47,524
Closed -$1.24M
FST
3210
DELISTED
FOREST OIL CORPORATION
FST
– –
-22,895
Closed -$27K
CPWR
3211
DELISTED
COMPUWARE CORP
CPWR
– –
-248,876
Closed -$2.54M
PSMI
3212
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
– –
-25,172
Closed -$311K
BKW
3213
DELISTED
BURGER KING WORLDWIDE
BKW
– –
-25,418
Closed -$754K
THI
3214
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-111,360
Closed -$8.78M
CNVR
3215
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-335,504
Closed -$11.5M
TIBX
3216
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-167,066
Closed -$3.95M
KOG
3217
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-130,611
Closed -$1.77M
BCF
3218
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-173,991
Closed -$1.47M
CNQR
3219
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-167,596
Closed -$21.3M
KMP
3220
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-95,307
Closed -$8.89M
KMR
3221
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-20,106
Closed -$1.86M
EPB
3222
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-238,546
Closed -$9.58M
BYI
3223
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-251,410
Closed -$20.3M
MONT
3224
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
– –
-11,320
Closed -$236K
QRE
3225
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-293,494
Closed -$5.7M
127 128
129
130 131

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.