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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSYS
3176
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-12,060
Closed -$108K
FWM
3177
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-80,687
Closed -$302K
SUNE
3178
CALL
DELISTED
SUNEDISON, INC COM
SUNE
– –
-353,400
Closed -$6.67M
SUNE
3179
PUT
DELISTED
SUNEDISON, INC COM
SUNE
– –
-310,300
Closed -$5.86M
NQI
3180
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-31,592
Closed -$409K
RLD
3181
DELISTED
REALD INC COM STK
RLD
– –
-10,135
Closed -$96K
RJET
3182
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-13,380
Closed -$148K
MDAS
3183
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-10,217
Closed -$211K
GDP
3184
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-95,300
Closed -$1.41M
FXEN
3185
DELISTED
FX ENERGY INC
FXEN
– –
-13,401
Closed -$41K
RNDY
3186
DELISTED
ROUNDYS INC COM STK
RNDY
– –
-19,573
Closed -$59K
PGI
3187
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
– –
-136,370
Closed -$1.63M
IPCM
3188
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
– –
-12,134
Closed -$543K
EROC
3189
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-68,056
Closed -$242K
THOR
3190
DELISTED
THORATEC CORPORATION
THOR
– –
-23,822
Closed -$637K
KYTH
3191
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
– –
-69,856
Closed -$2.29M
OWW
3192
DELISTED
ORBITZ WORLDWIDE, INC
OWW
– –
-15,398
Closed -$121K
MILL
3193
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-13,150
Closed -$58K
ADVS
3194
DELISTED
Advent Software Inc
ADVS
– –
-199,911
Closed -$6.31M
SVBL
3195
DELISTED
SILVER BULL RESOURCES, INC
SVBL
– –
-12,468
Closed -$3K
MVNR
3196
DELISTED
MAVENIR SYS INC COM STK (DE)
MVNR
– –
-13,983
Closed -$176K
BPZ
3197
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-17,952
Closed -$34K
GTIV
3198
PUT
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
– –
-15,000
Closed -$252K
WTSL
3199
DELISTED
WET SEAL INC CL-A
WTSL
– –
-10,684
Closed -$6K
KWK
3200
DELISTED
QUICKSILVER RESOURCES INC
KWK
– –
-20,480
Closed -$12K
126 127
128
129 130

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.