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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVRA icon
3176
Savara
SVRA
$1.19B
$33K ﹤0.01%
701
+160
+30% +$8.77K
GV
3177
DELISTED
Goldfield Corporation
GV
$33K ﹤0.01%
14,660
+3,332
+29% +$7.19K
ACHN
3178
DELISTED
Achillion Pharmaceuticals
ACHN
$33K ﹤0.01%
10,015
-1,222
-11% -$4.28K
ROX
3179
DELISTED
Castle Brands, Inc.
ROX
$33K ﹤0.01%
27,290
+9,270
+51% +$8.63K
RBS.PRS.CL
3180
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$33K ﹤0.01%
+1,427
New +$32.7K
END
3181
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$33K ﹤0.01%
10,120
+70
+0.7% +$363
KBIO
3182
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$33K ﹤0.01%
+1,523
New +$44.1K
PRTS icon
3183
CarParts.com
PRTS
$46.9M
$32K ﹤0.01%
+1,034
New +$25.6K
GMO
3184
DELISTED
General Moly, Inc.
GMO
$32K ﹤0.01%
+32,144
New +$39K
ZN
3185
DELISTED
Zion Oil & Gas, Inc.
ZN
$32K ﹤0.01%
16,939
+3,853
+29% +$6.82K
SQNM
3186
DELISTED
SEQUENOM INC NEW
SQNM
$32K ﹤0.01%
13,056
-43,944
-77% -$105K
ZAZA
3187
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
$32K ﹤0.01%
4,185
+1,640
+64% +$15.1K
MBOT icon
3188
Microbot Medical
MBOT
$121M
$31K ﹤0.01%
14
+3
+27% +$7.17K
IMI
3189
DELISTED
Intermolecular, Inc.
IMI
$31K ﹤0.01%
+10,870
New +$39.6K
SWSH
3190
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$31K ﹤0.01%
6,983
+3,136
+82% +$16.2K
IMUC
3191
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$31K ﹤0.01%
626
+142
+29% +$6.94K
MVIS icon
3192
Microvision
MVIS
$76.1M
$30K ﹤0.01%
1,043
+237
+29% +$6K
SMSI icon
3193
Smith Micro Software
SMSI
$15.7M
$30K ﹤0.01%
+95
New +$27.2K
WWR icon
3194
Westwater Resources
WWR
$51.9M
$30K ﹤0.01%
+18
New +$33.7K
ONCT
3195
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$30K ﹤0.01%
14
+2
+17% +$4.98K
GNVC
3196
DELISTED
GenVec, Inc.
GNVC
$30K ﹤0.01%
+1,129
New +$36.8K
CRIS icon
3197
Curis
CRIS
$8.59M
$29K ﹤0.01%
5
-1
-17% -$6.01K
QMCO icon
3198
Quantum Corp
QMCO
$460M
$29K ﹤0.01%
146
-16
-10% -$3.12K
ENZN
3199
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$29K ﹤0.01%
28,310
+4,355
+18% +$4.5K
GSI
3200
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
$29K ﹤0.01%
4,883
+1,110
+29% +$6.32K
126 127
128
129 130

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.