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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPE
3151
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-78
Closed -$197K
COHR
3152
DELISTED
Coherent Inc
COHR
– –
-3,523
Closed -$233K
ATRS
3153
DELISTED
Antares Pharma, Inc.
ATRS
– –
-10,492
Closed -$28K
SC
3154
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-68,838
Closed -$1.34M
TLGT
3155
DELISTED
Teligent, Inc
TLGT
– –
-1,163
Closed -$61K
LDL
3156
DELISTED
Lydall, Inc.
LDL
– –
-8,573
Closed -$235K
SPRT
3157
DELISTED
support.com, Inc.
SPRT
– –
-7,298
Closed -$59K
ALSK
3158
DELISTED
Alaska Communications Systems
ALSK
– –
-18,024
Closed -$32K
GNMK
3159
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-16,884
Closed -$228K
ANH
3160
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-884,720
Closed -$4.57M
CZZ
3161
DELISTED
Cosan Limited
CZZ
– –
-16,341
Closed -$222K
PRGX
3162
DELISTED
PRGX Global, Inc.
PRGX
– –
-17,475
Closed -$112K
GV
3163
DELISTED
Goldfield Corporation
GV
– –
-13,328
Closed -$23K
GMO
3164
DELISTED
General Moly, Inc.
GMO
– –
-30,396
Closed -$35K
ZN
3165
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-15,399
Closed -$32K
CSFL
3166
DELISTED
CenterState Bank Corporation Common Stock
CSFL
– –
-16,948
Closed -$190K
LBY
3167
DELISTED
Libbey, Inc.
LBY
– –
-11,011
Closed -$293K
I
3168
DELISTED
INTELSAT S. A.
I
– –
-38,092
Closed -$718K
SES
3169
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-206
Closed -$25K
AYR
3170
DELISTED
Aircastle Ltd
AYR
– –
-259,316
Closed -$4.61M
AVEO
3171
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-2,298
Closed -$42K
ARQL
3172
DELISTED
Arqule Inc
ARQL
– –
-19,969
Closed -$31K
WAIR
3173
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-183,215
Closed -$3.66M
ROX
3174
DELISTED
Castle Brands, Inc.
ROX
– –
-24,810
Closed -$22K
OAK
3175
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-26,778
Closed -$1.34M
125 126
127
128 129

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.