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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STRM
3126
DELISTED
Streamline Health Solutions
STRM
| $51K | ﹤0.01% |
+676
| New | +$62.9K |
|
|
ANH
3127
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $51K | ﹤0.01% |
10,209
-2,452
| -19% | -$11.9K |
|
3128
Old Second Bancorp
OSBC
$1.31B
| $50K | ﹤0.01% |
+10,831
| New | +$51.3K |
|
|
EMMS
3129
DELISTED
Emmis Communications Corp
EMMS
| $50K | ﹤0.01% |
4,190
+953
| +29% | +$11.3K |
|
|
FXEN
3130
DELISTED
FX ENERGY INC
FXEN
| $50K | ﹤0.01% |
14,982
+502
| +3% | +$1.82K |
|
|
UPI
3131
DELISTED
UROPLASTY INC-NEW
UPI
| $50K | ﹤0.01% |
13,827
+3,142
| +29% | +$12.3K |
|
|
FOLD
3132
DELISTED
Amicus Therapeutics
FOLD
| $49K | ﹤0.01% |
24,087
+3,823
| +19% | +$9.56K |
|
3133
Vanguard Real Estate ETF
VNQ
$38.8B
| $49K | ﹤0.01% |
700
+100
| +17% | +$6.85K |
|
|
AVEO
3134
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
| $49K | ﹤0.01% |
3,289
+2,168
| +193% | +$38.9K |
|
|
TST
3135
DELISTED
TheStreet, Inc.
TST
| $49K | ﹤0.01% |
1,871
+425
| +29% | +$11.4K |
|
|
AVNR
3136
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
| $49K | ﹤0.01% |
13,395
-2,062
| -13% | -$7.86K |
|
3137
BlueLinx
BXC
$671M
| $48K | ﹤0.01% |
3,638
+720
| +25% | +$11.3K |
|
|
CTLP
3138
DELISTED
Cantaloupe
CTLP
| $48K | ﹤0.01% |
23,147
+5,261
| +29% | +$11K |
|
3139
iShares Select Dividend ETF
DVY
$23.5B
| $48K | ﹤0.01% |
660
-6,640
| -91% | -$471K |
|
3140
Ultralife
ULBI
$88.6M
| $47K | ﹤0.01% |
+11,137
| New | +$42.8K |
|
3141
WidePoint Corp
WYY
$106M
| $47K | ﹤0.01% |
2,914
+1,762
| +153% | +$27.9K |
|
3142
Fortress Biotech
FBIO
$92M
| $46K | ﹤0.01% |
1,547
+380
| +33% | +$14.8K |
|
|
DFBG
3143
DELISTED
Differential Brands Group Inc
DFBG
| $46K | ﹤0.01% |
1,277
+290
| +29% | +$10.9K |
|
|
ACFN
3144
DELISTED
Acorn Energy Inc
ACFN
| $46K | ﹤0.01% |
13,666
+2,030
| +17% | +$7.39K |
|
|
DVR
3145
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
| $46K | ﹤0.01% |
27,143
+900
| +3% | +$1.59K |
|
|
PRMW
3146
DELISTED
Primo Water Corporation
PRMW
| $46K | ﹤0.01% |
+11,907
| New | +$37.5K |
|
3147
AXT Inc
AXTI
$4.92B
| $45K | ﹤0.01% |
20,357
+4,623
| +29% | +$10.9K |
|
|
RSH
3148
DELISTED
RADIOSHACK CORP
RSH
| $45K | ﹤0.01% |
21,445
-1,200
| -5% | -$2.82K |
|
|
CPRX
3149
DELISTED
Catalyst Pharmaceutical
CPRX
| $44K | ﹤0.01% |
19,518
+4,436
| +29% | +$9.28K |
|
3150
RadNet
RDNT
$5.36B
| $44K | ﹤0.01% |
15,492
+3,522
| +29% | +$7.43K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.