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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNVS icon
3101
Cineverse
CNVS
$62.3M
$58K ﹤0.01%
+114
New +$61.5K
PXLW icon
3102
Pixelworks
PXLW
$40.6M
$58K ﹤0.01%
+875
New +$58.8K
FCSC
3103
DELISTED
Fibrocell Science Inc.
FCSC
$58K ﹤0.01%
+728
New +$56.4K
MEET
3104
DELISTED
The Meet Group, Inc. Common Stock
MEET
$58K ﹤0.01%
17,806
+4,048
+29% +$10.8K
MITK icon
3105
Mitek Systems
MITK
$759M
$57K ﹤0.01%
14,703
+2,302
+19% +$12.3K
TSYS
3106
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$57K ﹤0.01%
+24,755
New +$56.3K
STSI
3107
DELISTED
STAR SCIENTIFIC INC
STSI
$57K ﹤0.01%
72,101
+10,826
+18% +$9.41K
MY
3108
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$57K ﹤0.01%
+20,021
New +$60K
III icon
3109
Information Services Group
III
$239M
$56K ﹤0.01%
+11,501
New +$58.3K
INVE icon
3110
Identive
INVE
$61.2M
$56K ﹤0.01%
4,943
+1,123
+29% +$9.96K
KWK
3111
DELISTED
QUICKSILVER RESOURCES INC
KWK
$56K ﹤0.01%
21,221
-544
-2% -$1.66K
ALT icon
3112
Altimmune
ALT
$585M
$55K ﹤0.01%
101
+23
+29% +$13.4K
FRTX
3113
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$55K ﹤0.01%
14
+9
+180% +$40.2K
EDMC
3114
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
$55K ﹤0.01%
11,260
-202
-2% -$1.41K
EMKR
3115
DELISTED
Emcore Corp
EMKR
$55K ﹤0.01%
+1,093
New +$54.2K
IPAS
3116
DELISTED
Ipass Inc Common Stock
IPAS
$55K ﹤0.01%
3,312
+752
+29% +$12.2K
VTG
3117
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$54K ﹤0.01%
31,806
-1,174
-4% -$2.05K
AVNW icon
3118
Aviat Networks
AVNW
$272M
$53K ﹤0.01%
+5,594
New +$65.2K
STRR
3119
Star Equity Holdings
STRR
$42.4M
$53K ﹤0.01%
1,405
+319
+29% +$12.2K
URG
3120
Ur-Energy
URG
$521M
$53K ﹤0.01%
34,367
+1,222
+4% +$1.84K
VRS
3121
DELISTED
VERSO CORP COM STK (DE)
VRS
$53K ﹤0.01%
18,329
+4,167
+29% +$11.3K
UONEK icon
3122
Urban One Class D
UONEK
$24.9M
$52K ﹤0.01%
+1,089
New +$55K
HTCH
3123
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$52K ﹤0.01%
18,458
+3,000
+19% +$10.6K
LINC icon
3124
Lincoln Educational Services
LINC
$1.25B
$51K ﹤0.01%
+13,657
New +$60.5K
PZG icon
3125
Paramount Gold Nevada
PZG
$119M
$51K ﹤0.01%
41,358
+1,654
+4% +$2.02K
123 124
125
126 127

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.