We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASEI
3076
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-5,918
Closed -$259K
SQNM
3077
DELISTED
SEQUENOM INC NEW
SQNM
– –
-11,856
Closed -$36K
AXLL
3078
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-10,440
Closed -$376K
HERO
3079
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-29,085
Closed -$7K
UNIS
3080
DELISTED
Unilife Corporation
UNIS
– –
-1,383
Closed -$30K
BCS.PRC
3081
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-4,840
Closed -$125K
BCA
3082
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
– –
-10,355
Closed -$171K
SFXE
3083
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
– –
-10,776
Closed -$48K
AXPW
3084
DELISTED
AXION PWR INTL INC COM STK (DE)
AXPW
– –
-1,157
Closed -$5K
MDAS
3085
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-10,514
Closed -$232K
ACI
3086
DELISTED
ARCH COAL, INC.
ACI
– –
-33,247
Closed -$113K
SFY
3087
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-486,181
Closed -$987K
CYBX
3088
DELISTED
CYBERONICS INC
CYBX
– –
-23,627
Closed -$1.4M
HNSN
3089
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-1,249
Closed -$11K
OWW
3090
DELISTED
ORBITZ WORLDWIDE, INC
OWW
– –
-307,083
Closed -$3.51M
VTG
3091
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-36,005
Closed -$7K
MYM
3092
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
– –
-16,864
Closed -$210K
ZQK
3093
DELISTED
QUICKSILVER,INC.
ZQK
– –
-35,322
Closed -$23K
HSP
3094
DELISTED
HOSPIRA INC
HSP
– –
-860,984
Closed -$76.4M
PLL
3095
DELISTED
PALL CORP
PLL
– –
-237,925
Closed -$29.6M
ARMF
3096
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
– –
-14,139
Closed -$266K
RCPT
3097
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-78,106
Closed -$14.8M
PPO
3098
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-54,926
Closed -$3.29M
ANN
3099
DELISTED
ANN INC
ANN
– –
-26,449
Closed -$1.28M
BRLI
3100
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-10,786
Closed -$445K
122 123
124
125 126

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.