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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFNC icon
3076
Simmons First National
SFNC
$3.4B
– –
-133,812
Closed -$2.72M
SPY icon
3077
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-15,000
Closed -$3.08M
SWBI icon
3078
Smith & Wesson
SWBI
$651M
– –
-260,620
Closed -$1.9M
TNET icon
3079
TriNet
TNET
$3.06B
– –
-11,426
Closed -$358K
TRNO icon
3080
Terreno Realty
TRNO
$7.43B
– –
-106,445
Closed -$2.2M
USNA icon
3081
Usana Health Sciences
USNA
$275M
– –
-4,208
Closed -$216K
XLI icon
3082
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-115,400
Closed -$6.53M
XLY icon
3083
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
– –
-263,400
Closed -$9.5M
NBIS
3084
Nebius Group N.V.
NBIS
$48.2B
– –
-34,248
Closed -$615K
VIVS
3085
VivoSim Labs
VIVS
$1.15M
– –
-1,580
Closed -$2.75M
CTLT
3086
DELISTED
CATALENT, INC.
CTLT
– –
-23,419
Closed -$653K
LBAI
3087
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-102,429
Closed -$1.2M
IMGN
3088
DELISTED
Immunogen Inc
IMGN
– –
-301,045
Closed -$1.84M
SFE
3089
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-67,379
Closed -$1.33M
RAD
3090
PUT
DELISTED
Rite Aid Corporation
RAD
– –
-4,500
Closed -$677K
INFI
3091
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-183,942
Closed -$3.11M
RSX
3092
DELISTED
VanEck Russia ETF
RSX
– –
-39,160
Closed -$573K
GTS
3093
DELISTED
Triple-S Management Corporation
GTS
– –
-10,428
Closed -$237K
GMO
3094
DELISTED
General Moly, Inc.
GMO
– –
-14,555
Closed -$8K
PER
3095
DELISTED
SANDRIDGE PERMIAN TRUST
PER
– –
-619,217
Closed -$3.88M
ROYT
3096
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
-30,987
Closed -$159K
CHK
3097
PUT
DELISTED
Chesapeake Energy Corporation
CHK
– –
-346
Closed -$1.35M
WBC
3098
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-4,558
Closed -$477K
AKS
3099
CALL
DELISTED
AK Steel Holding Corp
AKS
– –
-50,000
Closed -$297K
ANFI
3100
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-10,077
Closed -$145K
122 123
124
125 126

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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.