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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOD icon
3076
Modine Manufacturing
MOD
$10.7B
– –
-16,823
Closed -$199K
MOO icon
3077
VanEck Agribusiness ETF
MOO
$976M
– –
-4,653
Closed -$246K
MTN icon
3078
CALL
Vail Resorts
MTN
$5.32B
– –
-10,500
Closed -$911K
NEOG icon
3079
Neogen
NEOG
$2.59B
– –
-21,864
Closed -$324K
NX icon
3080
Quanex
NX
$883M
– –
-35,216
Closed -$637K
NXPI icon
3081
CALL
NXP Semiconductors
NXPI
$56.5B
– –
-67,800
Closed -$4.64M
ORN icon
3082
Orion Group Holdings
ORN
$405M
– –
-47,221
Closed -$471K
PFF icon
3083
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-5,889
Closed -$233K
POWI icon
3084
Power Integrations
POWI
$3.6B
– –
-23,210
Closed -$626K
PRDO icon
3085
Perdoceo Education
PRDO
$2.04B
– –
-205,529
Closed -$1.04M
RAMP icon
3086
LiveRamp
RAMP
$2.3B
– –
-177,489
Closed -$2.94M
RARE icon
3087
Ultragenyx Pharmaceutical
RARE
$2.46B
– –
-67,043
Closed -$3.79M
RGP icon
3088
Resources Connection
RGP
$153M
– –
-43,144
Closed -$601K
RGS icon
3089
Regis Corp
RGS
$68.7M
– –
-5,764
Closed -$1.84M
RGT
3090
Royce Global Value Trust
RGT
$99.9M
– –
-11,169
Closed -$98K
RTX icon
3091
CALL
RTX Corp
RTX
$294B
– –
-80,721
Closed -$5.36M
SGMO
3092
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-209,263
Closed -$2.26M
SHG icon
3093
Shinhan Financial Group
SHG
$33.4B
– –
-21,666
Closed -$985K
SIG icon
3094
PUT
Signet Jewelers
SIG
$3.69B
– –
-4,000
Closed -$456K
SRDX
3095
DELISTED
Surmodics
SRDX
– –
-22,798
Closed -$414K
SSB icon
3096
SouthState Bank Corp
SSB
$10.6B
– –
-29,085
Closed -$1.63M
SSTK icon
3097
Shutterstock
SSTK
$223M
– –
-2,975
Closed -$212K
SVM
3098
Silvercorp Metals
SVM
$2.11B
– –
-331,351
Closed -$527K
TAC icon
3099
TransAlta
TAC
$3.9B
– –
-391,100
Closed -$4.11M
TBT icon
3100
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
– –
-67,800
Closed -$3.82M
122 123
124
125 126

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.