We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VITC
3076
DELISTED
VITACOST COM INC COM STK (DE)
VITC
$74K ﹤0.01%
+10,436
New +$65.2K
HNSN
3077
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$73K ﹤0.01%
2,808
+639
+29% +$14.3K
ZQK
3078
CALL
DELISTED
QUICKSILVER,INC.
ZQK
$73K ﹤0.01%
+9,700
New +$74.6K
PQUE
3079
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$73K ﹤0.01%
12,857
+146
+1% +$829
CORR
3080
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$71K ﹤0.01%
+2,105
New +$70.1K
MTL
3081
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$71K ﹤0.01%
16,995
-1,985
-10% -$8.07K
ZAGG
3082
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$69K ﹤0.01%
+15,050
New +$65.6K
REFR icon
3083
Research Frontiers
REFR
$16.3M
$68K ﹤0.01%
13,160
+2,991
+29% +$18.9K
ARQL
3084
DELISTED
Arqule Inc
ARQL
$66K ﹤0.01%
32,214
+21,735
+207% +$48.7K
DRRX
3085
DELISTED
DURECT Corp
DRRX
$65K ﹤0.01%
4,852
+1,103
+29% +$19.2K
IFT
3086
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$65K ﹤0.01%
+11,286
New +$66.9K
NIHD
3087
DELISTED
NII HOLDINGS INC CL B
NIHD
$65K ﹤0.01%
54,636
+16,138
+42% +$35.7K
BIOL
3088
DELISTED
Biolase, Inc.
BIOL
$64K ﹤0.01%
2
– –
ATNY
3089
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$64K ﹤0.01%
21,623
+3,399
+19% +$10.5K
URZ
3090
DELISTED
URANERZ ENERGY CORP
URZ
$64K ﹤0.01%
36,990
+8,410
+29% +$13.2K
COCO
3091
DELISTED
CORINTHIAN COLLEGES INC
COCO
$64K ﹤0.01%
46,468
+33,359
+254% +$50.3K
BSIN
3092
Big Sky Industrial
BSIN
$62.8M
$63K ﹤0.01%
219
+50
+30% +$11.7K
ATEC icon
3093
Alphatec Holdings
ATEC
$1.42B
$62K ﹤0.01%
3,451
+2,545
+281% +$55.9K
NVAX icon
3094
Novavax
NVAX
$1.27B
$62K ﹤0.01%
689
-153
-18% -$17.1K
PCYO icon
3095
Pure Cycle
PCYO
$257M
$62K ﹤0.01%
+10,242
New +$64.2K
TURN
3096
DELISTED
180 Degree Capital
TURN
$62K ﹤0.01%
5,965
+1,354
+29% +$12.9K
INTX
3097
DELISTED
Intersections, Inc.
INTX
$62K ﹤0.01%
+10,552
New +$73.1K
CYTR
3098
DELISTED
CytRx Corp
CYTR
$61K ﹤0.01%
2,914
+840
+41% +$29.8K
RTK
3099
DELISTED
Rentech, Inc.
RTK
$61K ﹤0.01%
3,233
-176
-5% -$3.27K
STRR
3100
DELISTED
Star Equity Holdings
STRR
$60K ﹤0.01%
350
+80
+30% +$14.1K
122 123
124
125 126

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.