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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSYS
3026
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$79K ﹤0.01%
24,070
-685
-3% -$2.02K
ANR
3027
DELISTED
Alpha Natural Resources Inc
ANR
$78K ﹤0.01%
21,129
-153,300
-88% -$617K
LCTX icon
3028
Lineage Cell Therapeutics
LCTX
$269M
$77K ﹤0.01%
31,288
-880
-3% -$1.99K
CLF icon
3029
PUT
Cleveland-Cliffs
CLF
$6.57B
$75K ﹤0.01%
5,000
-14,900
-75% -$252K
PKD
3030
DELISTED
Parker Drilling Company
PKD
$75K ﹤0.01%
772
-6
-0.8% -$595
RVLT
3031
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$75K ﹤0.01%
3,266
-29
-0.9% -$749
CNVS icon
3032
Cineverse
CNVS
$56.2M
$74K ﹤0.01%
147
+33
+29% +$16.9K
KRG icon
3033
Kite Realty
KRG
$5.81B
$73K ﹤0.01%
2,963
-148
-5% -$3.62K
REFR icon
3034
Research Frontiers
REFR
$14M
$73K ﹤0.01%
11,964
-1,196
-9% -$6.38K
MCBC
3035
DELISTED
Macatawa Bank Corp
MCBC
$72K ﹤0.01%
14,173
-1,068
-7% -$5.36K
VERU icon
3036
Veru
VERU
$36M
$71K ﹤0.01%
1,296
-997
-43% -$65K
UONEK icon
3037
Urban One Class D
UONEK
$22.8M
$70K ﹤0.01%
1,415
+326
+30% +$14.5K
WINT
3038
DELISTED
Windtree Therapeutics Inc
WINT
$69K ﹤0.01%
2,775
-27,401
-91% -$700K
WRES
3039
DELISTED
WARREN RESOURCES INC
WRES
$69K ﹤0.01%
11,175
-4,423
-28% -$21.5K
LFVN icon
3040
LifeVantage
LFVN
$81.1M
$68K ﹤0.01%
6,706
-7,193
-52% -$68.3K
TRR
3041
DELISTED
Trc Companies
TRR
$67K ﹤0.01%
10,705
-4,227
-28% -$23.4K
FCEL icon
3042
FuelCell Energy
FCEL
$1.73B
$66K ﹤0.01%
6
-2
-25% -$19.8K
III icon
3043
Information Services Group
III
$199M
$66K ﹤0.01%
13,806
+2,305
+20% +$11.4K
MTSN
3044
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$66K ﹤0.01%
30,285
-3,028
-9% -$6.35K
MTL
3045
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$66K ﹤0.01%
14,999
-1,996
-12% -$8.1K
RTK
3046
DELISTED
Rentech, Inc.
RTK
$66K ﹤0.01%
2,533
-700
-22% -$15.6K
GSIT icon
3047
GSI Technology
GSIT
$215M
$64K ﹤0.01%
10,752
-4,353
-29% -$26.1K
CGRN
3048
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$63K ﹤0.01%
208
-28
-12% -$9.61K
MRIN
3049
DELISTED
Marin Software
MRIN
$61K ﹤0.01%
+122
New +$52.1K
FRBK
3050
DELISTED
Republic First Bancorp Inc
FRBK
$61K ﹤0.01%
+12,154
New +$55.7K
120 121
122
123 124

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.