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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOV icon
3001
Hovnanian Enterprises
HOV
$788M
– –
-565
Closed -$38K
HTH icon
3002
Hilltop Holdings
HTH
$2.25B
– –
-21,367
Closed -$515K
IVV icon
3003
iShares Core S&P 500 ETF
IVV
$897B
$0 ﹤0.01%
2
– –
KT icon
3004
KT
KT
$8.85B
– –
-20,212
Closed -$256K
KW
3005
DELISTED
Kennedy-Wilson Holdings
KW
– –
-10,086
Closed -$248K
LRN icon
3006
Stride
LRN
$3.38B
– –
-115,176
Closed -$1.46M
LSAK icon
3007
Lesaka Technologies
LSAK
$408M
– –
-10,110
Closed -$185K
LYTS icon
3008
LSI Industries
LYTS
$909M
– –
-10,607
Closed -$99K
MBI icon
3009
MBIA
MBI
$269M
– –
-68,602
Closed -$412K
MDGL icon
3010
Madrigal Pharmaceuticals
MDGL
$11.9B
– –
-341
Closed -$27K
MEOH icon
3011
Methanex
MEOH
$4.19B
– –
-4,803
Closed -$267K
MNKD icon
3012
MannKind Corp
MNKD
$1.23B
– –
-273,920
Closed -$7.79M
MUFG icon
3013
Mitsubishi UFJ Financial
MUFG
$254B
– –
-323,518
Closed -$2.34M
PKX icon
3014
POSCO
PKX
$17B
– –
-9,688
Closed -$475K
POWI icon
3015
Power Integrations
POWI
$3.35B
– –
-27,664
Closed -$625K
PTCT icon
3016
PTC Therapeutics
PTCT
$5.87B
– –
-135,389
Closed -$6.52M
RDNT icon
3017
RadNet
RDNT
$5.31B
– –
-10,094
Closed -$68K
REX icon
3018
REX American Resources
REX
$1.42B
– –
-21,594
Closed -$229K
RIGL icon
3019
Rigel Pharmaceuticals
RIGL
$727M
– –
-1,000
Closed -$32K
SEB icon
3020
Seaboard Corp
SEB
$3.94B
– –
-58
Closed -$209K
SHAK icon
3021
Shake Shack
SHAK
$2.85B
– –
-3,503
Closed -$211K
SHG icon
3022
Shinhan Financial Group
SHG
$34.8B
– –
-6,230
Closed -$231K
SOR
3023
Source Capital
SOR
$386M
– –
-4,348
Closed -$316K
SPLB icon
3024
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.16B
– –
-42,437
Closed -$1.08M
SQM icon
3025
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-15,721
Closed -$244K
119 120
121
122 123

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.