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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSPH
3001
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$5K ﹤0.01%
+627
New +$5.85K
VTG
3002
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$5K ﹤0.01%
10,823
-18,323
-63% -$15.2K
DFBG
3003
DELISTED
Differential Brands Group Inc
DFBG
$4K ﹤0.01%
362
+13
+4% +$282
AXIA.PR
3004
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$3K ﹤0.01%
1,305
-126
-9% -$332
AAL icon
3005
CALL
American Airlines Group
AAL
$11.1B
– –
-135,600
Closed -$4.81M
AAON icon
3006
Aaon
AAON
$7.81B
– –
-76,478
Closed -$867K
AAPL icon
3007
CALL
Apple
AAPL
$4.51T
– –
-271,200
Closed -$6.83M
ACWI icon
3008
iShares MSCI ACWI ETF
ACWI
$33.4B
– –
-1,500
Closed -$88K
ADTN icon
3009
Adtran
ADTN
$650M
– –
-12,246
Closed -$251K
AER icon
3010
AerCap
AER
$24.5B
– –
-167,762
Closed -$6.86M
AL
3011
CALL
DELISTED
Air Lease Corp
AL
– –
-127,200
Closed -$4.13M
ALSN icon
3012
CALL
Allison Transmission
ALSN
$9.91B
– –
-6,400
Closed -$182K
ANGI icon
3013
Angi Inc
ANGI
$189M
– –
-1,250
Closed -$80K
AORT icon
3014
Artivion
AORT
$1.28B
– –
-80,143
Closed -$791K
APEI icon
3015
American Public Education
APEI
$987M
– –
-13,055
Closed -$352K
APTV icon
3016
CALL
Aptiv
APTV
$9.87B
– –
-15,000
Closed -$920K
BA icon
3017
CALL
Boeing
BA
$189B
– –
-120,800
Closed -$15.4M
BBY icon
3018
PUT
Best Buy
BBY
$17.8B
– –
-7,500
Closed -$252K
BRKL
3019
DELISTED
Brookline Bancorp
BRKL
– –
-93,437
Closed -$799K
CATX icon
3020
Perspective Therapeutics
CATX
$350M
– –
-1,010
Closed -$17K
CCRN
3021
DELISTED
Cross Country Healthcare
CCRN
– –
-205,330
Closed -$1.91M
CHH icon
3022
Choice Hotels
CHH
$5.11B
– –
-3,902
Closed -$203K
CLW icon
3023
Clearwater Paper
CLW
$369M
– –
-15,210
Closed -$914K
CRH icon
3024
CRH
CRH
$66.5B
– –
-27,658
Closed -$631K
CRVL icon
3025
CorVel
CRVL
$3.25B
– –
-54,129
Closed -$614K
119 120
121
122 123

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.