We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLKP icon
2976
Westlake Chemical Partners
WLKP
$757M
– –
-9,184
Closed -$210K
WSBF icon
2977
Waterstone Financial
WSBF
$377M
– –
-15,388
Closed -$262K
WSFS icon
2978
WSFS Financial
WSFS
$4.23B
– –
-5,712
Closed -$209K
WSR
2979
DELISTED
Whitestone REIT
WSR
– –
-31,610
Closed -$438K
WW
2980
DELISTED
WW International
WW
– –
-74,561
Closed -$770K
XOMA
2981
DELISTED
Xoma
XOMA
– –
-2,164
Closed -$20K
ZDGE icon
2982
Zedge
ZDGE
$38.9M
– –
-12,420
Closed -$43K
VOXX
2983
DELISTED
VOXX International Corporation Class A
VOXX
– –
-413,459
Closed -$1.24M
VIRX
2984
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-637
Closed -$97K
HAYN
2985
DELISTED
Haynes International, Inc.
HAYN
– –
-18,876
Closed -$701K
GVP
2986
DELISTED
GSE Systems, Inc.
GVP
– –
-1,511
Closed -$44K
SEEL
2987
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– -$10K
CONN
2988
DELISTED
Conn's Inc.
CONN
– –
-114,154
Closed -$1.18M
VIA
2989
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
– –
-10,590
Closed -$772K
BFX
2990
DELISTED
BowFlex Inc.
BFX
– –
-126,452
Closed -$2.87M
ONCT
2991
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-17
Closed -$19K
AVTA
2992
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-70,322
Closed -$788K
UNVR
2993
DELISTED
Univar Solutions Inc.
UNVR
– –
-39,200
Closed -$856K
RUTH
2994
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-65,889
Closed -$930K
IBA
2995
DELISTED
Industrias Bachoco SAB De C.V.
IBA
– –
-4,311
Closed -$216K
PLXP
2996
DELISTED
PLx Pharma Inc. Common Stock
PLXP
– –
-3,858
Closed -$448K
LCI
2997
DELISTED
Lannett Company, Inc.
LCI
– –
-13,284
Closed -$1.41M
BNFT
2998
DELISTED
Benefitfocus, Inc.
BNFT
– –
-31,058
Closed -$1.24M
DS
2999
DELISTED
Drive Shack Inc.
DS
– –
-128,163
Closed -$581K
STON
3000
DELISTED
StoneMor Inc.
STON
– –
-48,065
Closed -$1.2M
118 119
120
121 122

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.