We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MESG
2976
DELISTED
XURA INC COM (DE)
MESG
– –
-15,549
Closed -$380K
FMER
2977
DELISTED
FIRSTMERIT CORP
FMER
– –
-705,915
Closed -$14.3M
EJ
2978
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-78,304
Closed -$506K
TUMI
2979
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-20,516
Closed -$549K
FNFG
2980
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-236,233
Closed -$2.3M
SQI
2981
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-15,751
Closed -$278K
EXAM
2982
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-31,991
Closed -$1.11M
MFLX
2983
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-19,060
Closed -$442K
CPXX
2984
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-9,737
Closed -$294K
TAL
2985
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-51,819
Closed -$695K
HTS
2986
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-197,018
Closed -$3.23M
EMMS
2987
DELISTED
Emmis Communications Corp
EMMS
– –
-4,735
Closed -$13K
TWER
2988
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-650
Closed -$2K
XNPT
2989
DELISTED
XENOPORT, INC.
XNPT
– –
-12,270
Closed -$86K
TE
2990
DELISTED
TECO ENERGY INC
TE
– –
-1,196,374
Closed -$33.1M
CPGX
2991
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-1,361,375
Closed -$34.7M
KHI
2992
DELISTED
Deutsche High Income Trust
KHI
– –
-28,635
Closed -$251K
RXII
2993
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-55,646
Closed -$26K
PGH
2994
DELISTED
Pengrowth Energy Corporation
PGH
– –
-21,081
Closed -$39K
TYC
2995
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-548,038
Closed -$24.4M
HOT
2996
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-297,314
Closed -$22M
UBA
2997
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-7,647
Closed -$190K
YELL
2998
DELISTED
Yellow Corporation Common Stock
YELL
– –
-121,290
Closed -$1.07M
REN
2999
DELISTED
Resolute Energy Corporaton
REN
– –
-15,449
Closed -$46K
NADL
3000
DELISTED
North Atlantic Drilling Ltd
NADL
– –
-11,366
Closed -$77K
117 118 119
120
121

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.